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Main Authors: Xu, Yihong, Zhou, Quan
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2503.06454
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author Xu, Yihong
Zhou, Quan
author_facet Xu, Yihong
Zhou, Quan
contents The challenges posed by high-dimensional data and use of the simplex constraint are two major concerns in the empirical application of the synthetic control method (SCM) in econometric studies. To address both issues simultaneously, we propose a Bayesian SCM that integrates a soft simplex constraint within spike-and-slab variable selection. The hierarchical prior structure captures the extent to which the data supports the simplex constraint, allowing for more efficient and data-adaptive counterfactual estimation. The intractable marginal likelihood induced by the soft simplex constraint presents a major computational challenge, which we resolve by developing a novel Metropolis-within-Gibbs algorithm that updates the regression coefficients of two predictors simultaneously. Our main theoretical contribution is a high-dimensional selection consistency result for the spike-and-slab variable selection under the simplex constraint, which significantly extends the current theory for high-dimensional Bayesian variable selection. Simulation studies demonstrate that our method performs well across diverse settings. To illustrate its practical values, we apply it to two empirical examples for estimating the effect of economic policies.
format Preprint
id arxiv_https___arxiv_org_abs_2503_06454
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Bayesian Synthetic Control with a Soft Simplex Constraint
Xu, Yihong
Zhou, Quan
Methodology
Econometrics
Applications
62P20, 91B82
The challenges posed by high-dimensional data and use of the simplex constraint are two major concerns in the empirical application of the synthetic control method (SCM) in econometric studies. To address both issues simultaneously, we propose a Bayesian SCM that integrates a soft simplex constraint within spike-and-slab variable selection. The hierarchical prior structure captures the extent to which the data supports the simplex constraint, allowing for more efficient and data-adaptive counterfactual estimation. The intractable marginal likelihood induced by the soft simplex constraint presents a major computational challenge, which we resolve by developing a novel Metropolis-within-Gibbs algorithm that updates the regression coefficients of two predictors simultaneously. Our main theoretical contribution is a high-dimensional selection consistency result for the spike-and-slab variable selection under the simplex constraint, which significantly extends the current theory for high-dimensional Bayesian variable selection. Simulation studies demonstrate that our method performs well across diverse settings. To illustrate its practical values, we apply it to two empirical examples for estimating the effect of economic policies.
title Bayesian Synthetic Control with a Soft Simplex Constraint
topic Methodology
Econometrics
Applications
62P20, 91B82
url https://arxiv.org/abs/2503.06454