Probabilistic Shielding for Safe Reinforcement Learning

Fuente: arXiv
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Autores principales: Court, Edwin Hamel-De le, Belardinelli, Francesco, Goodall, Alexander W.
Formato: Preprint
Publicado: 2025
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author Court, Edwin Hamel-De le
Belardinelli, Francesco
Goodall, Alexander W.
author_facet Court, Edwin Hamel-De le
Belardinelli, Francesco
Goodall, Alexander W.
contents In real-life scenarios, a Reinforcement Learning (RL) agent aiming to maximise their reward, must often also behave in a safe manner, including at training time. Thus, much attention in recent years has been given to Safe RL, where an agent aims to learn an optimal policy among all policies that satisfy a given safety constraint. However, strict safety guarantees are often provided through approaches based on linear programming, and thus have limited scaling. In this paper we present a new, scalable method, which enjoys strict formal guarantees for Safe RL, in the case where the safety dynamics of the Markov Decision Process (MDP) are known, and safety is defined as an undiscounted probabilistic avoidance property. Our approach is based on state-augmentation of the MDP, and on the design of a shield that restricts the actions available to the agent. We show that our approach provides a strict formal safety guarantee that the agent stays safe at training and test time. Furthermore, we demonstrate that our approach is viable in practice through experimental evaluation.
format Preprint
id arxiv_https___arxiv_org_abs_2503_07671
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Probabilistic Shielding for Safe Reinforcement Learning
Court, Edwin Hamel-De le
Belardinelli, Francesco
Goodall, Alexander W.
Machine Learning
Artificial Intelligence
In real-life scenarios, a Reinforcement Learning (RL) agent aiming to maximise their reward, must often also behave in a safe manner, including at training time. Thus, much attention in recent years has been given to Safe RL, where an agent aims to learn an optimal policy among all policies that satisfy a given safety constraint. However, strict safety guarantees are often provided through approaches based on linear programming, and thus have limited scaling. In this paper we present a new, scalable method, which enjoys strict formal guarantees for Safe RL, in the case where the safety dynamics of the Markov Decision Process (MDP) are known, and safety is defined as an undiscounted probabilistic avoidance property. Our approach is based on state-augmentation of the MDP, and on the design of a shield that restricts the actions available to the agent. We show that our approach provides a strict formal safety guarantee that the agent stays safe at training and test time. Furthermore, we demonstrate that our approach is viable in practice through experimental evaluation.
title Probabilistic Shielding for Safe Reinforcement Learning
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2503.07671