Safe exploration in reproducing kernel Hilbert spaces

Fuente: arXiv
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Auteurs principaux: Tokmak, Abdullah, Krishnan, Kiran G., Schön, Thomas B., Baumann, Dominik
Format: Preprint
Publié: 2025
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author Tokmak, Abdullah
Krishnan, Kiran G.
Schön, Thomas B.
Baumann, Dominik
author_facet Tokmak, Abdullah
Krishnan, Kiran G.
Schön, Thomas B.
Baumann, Dominik
contents Popular safe Bayesian optimization (BO) algorithms learn control policies for safety-critical systems in unknown environments. However, most algorithms make a smoothness assumption, which is encoded by a known bounded norm in a reproducing kernel Hilbert space (RKHS). The RKHS is a potentially infinite-dimensional space, and it remains unclear how to reliably obtain the RKHS norm of an unknown function. In this work, we propose a safe BO algorithm capable of estimating the RKHS norm from data. We provide statistical guarantees on the RKHS norm estimation, integrate the estimated RKHS norm into existing confidence intervals and show that we retain theoretical guarantees, and prove safety of the resulting safe BO algorithm. We apply our algorithm to safely optimize reinforcement learning policies on physics simulators and on a real inverted pendulum, demonstrating improved performance, safety, and scalability compared to the state-of-the-art.
format Preprint
id arxiv_https___arxiv_org_abs_2503_10352
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Safe exploration in reproducing kernel Hilbert spaces
Tokmak, Abdullah
Krishnan, Kiran G.
Schön, Thomas B.
Baumann, Dominik
Machine Learning
Systems and Control
Optimization and Control
Popular safe Bayesian optimization (BO) algorithms learn control policies for safety-critical systems in unknown environments. However, most algorithms make a smoothness assumption, which is encoded by a known bounded norm in a reproducing kernel Hilbert space (RKHS). The RKHS is a potentially infinite-dimensional space, and it remains unclear how to reliably obtain the RKHS norm of an unknown function. In this work, we propose a safe BO algorithm capable of estimating the RKHS norm from data. We provide statistical guarantees on the RKHS norm estimation, integrate the estimated RKHS norm into existing confidence intervals and show that we retain theoretical guarantees, and prove safety of the resulting safe BO algorithm. We apply our algorithm to safely optimize reinforcement learning policies on physics simulators and on a real inverted pendulum, demonstrating improved performance, safety, and scalability compared to the state-of-the-art.
title Safe exploration in reproducing kernel Hilbert spaces
topic Machine Learning
Systems and Control
Optimization and Control
url https://arxiv.org/abs/2503.10352