Fin-R1: A Large Language Model for Financial Reasoning through Reinforcement Learning

Fuente: arXiv
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Hauptverfasser: Liu, Zhaowei, Guo, Xin, Yang, Zhi, Lou, Fangqi, Zeng, Lingfeng, Niu, Jinyi, Li, Mengping, Qi, Qi, Liu, Zhiqiang, Han, Yiyang, Cheng, Dongpo, Chen, Ronghao, Wang, Huacan, Feng, Xingdong, Wang, Huixia Judy, Shi, Chengchun, Zhang, Liwen
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Veröffentlicht: 2025
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author Liu, Zhaowei
Guo, Xin
Yang, Zhi
Lou, Fangqi
Zeng, Lingfeng
Niu, Jinyi
Li, Mengping
Qi, Qi
Liu, Zhiqiang
Han, Yiyang
Cheng, Dongpo
Chen, Ronghao
Wang, Huacan
Feng, Xingdong
Wang, Huixia Judy
Shi, Chengchun
Zhang, Liwen
author_facet Liu, Zhaowei
Guo, Xin
Yang, Zhi
Lou, Fangqi
Zeng, Lingfeng
Niu, Jinyi
Li, Mengping
Qi, Qi
Liu, Zhiqiang
Han, Yiyang
Cheng, Dongpo
Chen, Ronghao
Wang, Huacan
Feng, Xingdong
Wang, Huixia Judy
Shi, Chengchun
Zhang, Liwen
contents In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace. Despite these achievements, their application to finance remains challenging, due to fragmented data sources, intransparent reasoning processes, and weak transferability to business applications. In response, we introduce Fin-R1, a reasoning LLM designed for financial scenarios. With a compact size of 7 billion parameters, Fin-R1 reduces deployment costs while addressing the aforementioned challenges. Its development follows a two-stage pipeline. First, we construct Fin-R1-Data, a high-quality financial dataset consisting of 60,091 chain-of-thought (CoT) samples, distilled and filtered from multiple authoritative benchmarks to ensure consistency and reliability. Second, we train Fin-R1 using Fin-R1-Data through supervised fine-tuning (SFT), followed by reinforcement learning (RL). This stage substantially improves the model's ability to solve complex financial reasoning tasks, yielding outputs that are both accurate and interpretable. Despite its relatively small parameter scale, Fin-R1 achieves competitive empirical performance across established financial benchmarks and demonstrates practical utility in compliance checking and robo-advisory. Our code is publicly available at https://github.com/SUFE-AIFLM-Lab/Fin-R1, and has already attracted over 700 stars.
format Preprint
id arxiv_https___arxiv_org_abs_2503_16252
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Fin-R1: A Large Language Model for Financial Reasoning through Reinforcement Learning
Liu, Zhaowei
Guo, Xin
Yang, Zhi
Lou, Fangqi
Zeng, Lingfeng
Niu, Jinyi
Li, Mengping
Qi, Qi
Liu, Zhiqiang
Han, Yiyang
Cheng, Dongpo
Chen, Ronghao
Wang, Huacan
Feng, Xingdong
Wang, Huixia Judy
Shi, Chengchun
Zhang, Liwen
Computation and Language
In recent years, general-purpose large language models (LLMs) such as GPT, Gemini, Claude, and DeepSeek have advanced at an unprecedented pace. Despite these achievements, their application to finance remains challenging, due to fragmented data sources, intransparent reasoning processes, and weak transferability to business applications. In response, we introduce Fin-R1, a reasoning LLM designed for financial scenarios. With a compact size of 7 billion parameters, Fin-R1 reduces deployment costs while addressing the aforementioned challenges. Its development follows a two-stage pipeline. First, we construct Fin-R1-Data, a high-quality financial dataset consisting of 60,091 chain-of-thought (CoT) samples, distilled and filtered from multiple authoritative benchmarks to ensure consistency and reliability. Second, we train Fin-R1 using Fin-R1-Data through supervised fine-tuning (SFT), followed by reinforcement learning (RL). This stage substantially improves the model's ability to solve complex financial reasoning tasks, yielding outputs that are both accurate and interpretable. Despite its relatively small parameter scale, Fin-R1 achieves competitive empirical performance across established financial benchmarks and demonstrates practical utility in compliance checking and robo-advisory. Our code is publicly available at https://github.com/SUFE-AIFLM-Lab/Fin-R1, and has already attracted over 700 stars.
title Fin-R1: A Large Language Model for Financial Reasoning through Reinforcement Learning
topic Computation and Language
url https://arxiv.org/abs/2503.16252