Causal Discovery and Counterfactual Reasoning to Optimize Persuasive Dialogue Policies

Fuente: arXiv
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Autores principales: Zeng, Donghuo, Legaspi, Roberto, Sun, Yuewen, Dong, Xinshuai, Ikeda, Kazushi, Spirtes, Peter, Zhang, Kun
Formato: Preprint
Publicado: 2025
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author Zeng, Donghuo
Legaspi, Roberto
Sun, Yuewen
Dong, Xinshuai
Ikeda, Kazushi
Spirtes, Peter
Zhang, Kun
author_facet Zeng, Donghuo
Legaspi, Roberto
Sun, Yuewen
Dong, Xinshuai
Ikeda, Kazushi
Spirtes, Peter
Zhang, Kun
contents Tailoring persuasive conversations to users leads to more effective persuasion. However, existing dialogue systems often struggle to adapt to dynamically evolving user states. This paper presents a novel method that leverages causal discovery and counterfactual reasoning for optimizing system persuasion capability and outcomes. We employ the Greedy Relaxation of the Sparsest Permutation (GRaSP) algorithm to identify causal relationships between user and system utterance strategies, treating user strategies as states and system strategies as actions. GRaSP identifies user strategies as causal factors influencing system responses, which inform Bidirectional Conditional Generative Adversarial Networks (BiCoGAN) in generating counterfactual utterances for the system. Subsequently, we use the Dueling Double Deep Q-Network (D3QN) model to utilize counterfactual data to determine the best policy for selecting system utterances. Our experiments with the PersuasionForGood dataset show measurable improvements in persuasion outcomes using our approach over baseline methods. The observed increase in cumulative rewards and Q-values highlights the effectiveness of causal discovery in enhancing counterfactual reasoning and optimizing reinforcement learning policies for online dialogue systems.
format Preprint
id arxiv_https___arxiv_org_abs_2503_16544
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Causal Discovery and Counterfactual Reasoning to Optimize Persuasive Dialogue Policies
Zeng, Donghuo
Legaspi, Roberto
Sun, Yuewen
Dong, Xinshuai
Ikeda, Kazushi
Spirtes, Peter
Zhang, Kun
Computation and Language
Artificial Intelligence
Human-Computer Interaction
Tailoring persuasive conversations to users leads to more effective persuasion. However, existing dialogue systems often struggle to adapt to dynamically evolving user states. This paper presents a novel method that leverages causal discovery and counterfactual reasoning for optimizing system persuasion capability and outcomes. We employ the Greedy Relaxation of the Sparsest Permutation (GRaSP) algorithm to identify causal relationships between user and system utterance strategies, treating user strategies as states and system strategies as actions. GRaSP identifies user strategies as causal factors influencing system responses, which inform Bidirectional Conditional Generative Adversarial Networks (BiCoGAN) in generating counterfactual utterances for the system. Subsequently, we use the Dueling Double Deep Q-Network (D3QN) model to utilize counterfactual data to determine the best policy for selecting system utterances. Our experiments with the PersuasionForGood dataset show measurable improvements in persuasion outcomes using our approach over baseline methods. The observed increase in cumulative rewards and Q-values highlights the effectiveness of causal discovery in enhancing counterfactual reasoning and optimizing reinforcement learning policies for online dialogue systems.
title Causal Discovery and Counterfactual Reasoning to Optimize Persuasive Dialogue Policies
topic Computation and Language
Artificial Intelligence
Human-Computer Interaction
url https://arxiv.org/abs/2503.16544