Topological blocking at the Bi(111) surface due to surface relaxation

Fuente: arXiv
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Main Authors: Koie, Kazuki, Yaguchi, Rikako, Fuseya, Yuki
Format: Preprint
Published: 2025
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author Koie, Kazuki
Yaguchi, Rikako
Fuseya, Yuki
author_facet Koie, Kazuki
Yaguchi, Rikako
Fuseya, Yuki
contents The topological characteristics of Bi and its alloys with Sb have fueled intense debate since the prediction of three-dimensional topological insulators. However, a definitive resolution has not been reached to date. Here, we provide theoretical evidence that surface relaxation conceals the underlying bulk topology of pure Bi. Using density functional theory calculations for thin Bi(111) films (up to 17 bilayers), we first demonstrate a substantial inter-bilayer expansion near the surface. Motivated by this finding, we extend our analysis to thick Bi(111) films (up to 250 bilayers) incorporating relaxation layers, within the framework of a relativistic empirical tight-binding model. Our results reveal that these relaxation layers topologically block the emergence of surface state and significantly suppress the one-particle spectrum of surface states, thereby obscuring the experimental identification of Bi's topological properties. This phenomenon, which we term "topological blocking", provides crucial insights into the long-standing difficulty of observing surface states of Bi(111) at the $\bar{M}$ point. Furthermore, it establishes a framework for understanding and predicting the topological behavior in systems where surface relaxation disrupts the bulk-edge correspondence.
format Preprint
id arxiv_https___arxiv_org_abs_2503_16819
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Topological blocking at the Bi(111) surface due to surface relaxation
Koie, Kazuki
Yaguchi, Rikako
Fuseya, Yuki
Materials Science
Mesoscale and Nanoscale Physics
The topological characteristics of Bi and its alloys with Sb have fueled intense debate since the prediction of three-dimensional topological insulators. However, a definitive resolution has not been reached to date. Here, we provide theoretical evidence that surface relaxation conceals the underlying bulk topology of pure Bi. Using density functional theory calculations for thin Bi(111) films (up to 17 bilayers), we first demonstrate a substantial inter-bilayer expansion near the surface. Motivated by this finding, we extend our analysis to thick Bi(111) films (up to 250 bilayers) incorporating relaxation layers, within the framework of a relativistic empirical tight-binding model. Our results reveal that these relaxation layers topologically block the emergence of surface state and significantly suppress the one-particle spectrum of surface states, thereby obscuring the experimental identification of Bi's topological properties. This phenomenon, which we term "topological blocking", provides crucial insights into the long-standing difficulty of observing surface states of Bi(111) at the $\bar{M}$ point. Furthermore, it establishes a framework for understanding and predicting the topological behavior in systems where surface relaxation disrupts the bulk-edge correspondence.
title Topological blocking at the Bi(111) surface due to surface relaxation
topic Materials Science
Mesoscale and Nanoscale Physics
url https://arxiv.org/abs/2503.16819