Addressing an extreme positivity violation to distinguish the causal effects of surgery and anesthesia via separable effects

Fuente: arXiv
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Main Authors: Pitts, Amy J., Guo, Ling, Ing, Caleb, Miles, Caleb H.
Format: Preprint
Published: 2025
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author Pitts, Amy J.
Guo, Ling
Ing, Caleb
Miles, Caleb H.
author_facet Pitts, Amy J.
Guo, Ling
Ing, Caleb
Miles, Caleb H.
contents The U.S. Food and Drug Administration has cautioned that prenatal exposure to anesthetic drugs during the third trimester may have neurotoxic effects; however, there is limited clinical evidence available to substantiate this recommendation. One major scientific question of interest is whether such neurotoxic effects might be due to surgery, anesthesia, or both. Isolating the effects of these two exposures is challenging because they are observationally equivalent, thereby inducing an extreme positivity violation. To address this, we adopt the separable effects framework of Robins and Richardson (2010) to identify the effect of anesthesia (alone) by blocking effects through variables that are assumed to completely mediate the causal pathway from surgery to the outcome. We apply this approach to data from the nationwide Medicaid Analytic eXtract (MAX) from 1999 through 2013, which linked 16,778,281 deliveries to mothers enrolled in Medicaid during pregnancy. Furthermore, we assess the sensitivity of our results to violations of our key identification assumptions.
format Preprint
id arxiv_https___arxiv_org_abs_2504_01171
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Addressing an extreme positivity violation to distinguish the causal effects of surgery and anesthesia via separable effects
Pitts, Amy J.
Guo, Ling
Ing, Caleb
Miles, Caleb H.
Applications
Methodology
62P10
The U.S. Food and Drug Administration has cautioned that prenatal exposure to anesthetic drugs during the third trimester may have neurotoxic effects; however, there is limited clinical evidence available to substantiate this recommendation. One major scientific question of interest is whether such neurotoxic effects might be due to surgery, anesthesia, or both. Isolating the effects of these two exposures is challenging because they are observationally equivalent, thereby inducing an extreme positivity violation. To address this, we adopt the separable effects framework of Robins and Richardson (2010) to identify the effect of anesthesia (alone) by blocking effects through variables that are assumed to completely mediate the causal pathway from surgery to the outcome. We apply this approach to data from the nationwide Medicaid Analytic eXtract (MAX) from 1999 through 2013, which linked 16,778,281 deliveries to mothers enrolled in Medicaid during pregnancy. Furthermore, we assess the sensitivity of our results to violations of our key identification assumptions.
title Addressing an extreme positivity violation to distinguish the causal effects of surgery and anesthesia via separable effects
topic Applications
Methodology
62P10
url https://arxiv.org/abs/2504.01171