Concept-based Rubrics Improve LLM Formative Assessment and Data Synthesis

Fuente: arXiv
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Main Authors: Wei, Yuchen, Pearl, Dennis, Beckman, Matthew, Passonneau, Rebecca J.
Format: Preprint
Published: 2025
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author Wei, Yuchen
Pearl, Dennis
Beckman, Matthew
Passonneau, Rebecca J.
author_facet Wei, Yuchen
Pearl, Dennis
Beckman, Matthew
Passonneau, Rebecca J.
contents Formative assessment in STEM topics aims to promote student learning by identifying students' current understanding, thus targeting how to promote further learning. Previous studies suggest that the assessment performance of current generative large language models (LLMs) on constructed responses to open-ended questions is significantly lower than that of supervised classifiers trained on high-quality labeled data. However, we demonstrate that concept-based rubrics can significantly enhance LLM performance, which narrows the gap between LLMs as off-the shelf assessment tools, and smaller supervised models, which need large amounts of training data. For datasets where concept-based rubrics allow LLMs to achieve strong performance, we show that the concept-based rubrics help the same LLMs generate high quality synthetic data for training lightweight, high-performance supervised models. Our experiments span diverse STEM student response datasets with labels of varying quality, including a new real-world dataset that contains some AI-assisted responses, which introduces additional considerations.
format Preprint
id arxiv_https___arxiv_org_abs_2504_03877
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Concept-based Rubrics Improve LLM Formative Assessment and Data Synthesis
Wei, Yuchen
Pearl, Dennis
Beckman, Matthew
Passonneau, Rebecca J.
Machine Learning
I.2.7; K.3.1
Formative assessment in STEM topics aims to promote student learning by identifying students' current understanding, thus targeting how to promote further learning. Previous studies suggest that the assessment performance of current generative large language models (LLMs) on constructed responses to open-ended questions is significantly lower than that of supervised classifiers trained on high-quality labeled data. However, we demonstrate that concept-based rubrics can significantly enhance LLM performance, which narrows the gap between LLMs as off-the shelf assessment tools, and smaller supervised models, which need large amounts of training data. For datasets where concept-based rubrics allow LLMs to achieve strong performance, we show that the concept-based rubrics help the same LLMs generate high quality synthetic data for training lightweight, high-performance supervised models. Our experiments span diverse STEM student response datasets with labels of varying quality, including a new real-world dataset that contains some AI-assisted responses, which introduces additional considerations.
title Concept-based Rubrics Improve LLM Formative Assessment and Data Synthesis
topic Machine Learning
I.2.7; K.3.1
url https://arxiv.org/abs/2504.03877