Plan-and-Refine: Diverse and Comprehensive Retrieval-Augmented Generation

Fuente: arXiv
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Main Authors: Salemi, Alireza, Samarinas, Chris, Zamani, Hamed
Format: Preprint
Published: 2025
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author Salemi, Alireza
Samarinas, Chris
Zamani, Hamed
author_facet Salemi, Alireza
Samarinas, Chris
Zamani, Hamed
contents This paper studies the limitations of (retrieval-augmented) large language models (LLMs) in generating diverse and comprehensive responses, and introduces the Plan-and-Refine (P&R) framework based on a two phase system design. In the global exploration phase, P&R generates a diverse set of plans for the given input, where each plan consists of a list of diverse query aspects with corresponding additional descriptions. This phase is followed by a local exploitation phase that generates a response proposal for the input query conditioned on each plan and iteratively refines the proposal for improving the proposal quality. Finally, a reward model is employed to select the proposal with the highest factuality and coverage. We conduct our experiments based on the ICAT evaluation methodology--a recent approach for answer factuality and comprehensiveness evaluation. Experiments on the two diverse information seeking benchmarks adopted from non-factoid question answering and TREC search result diversification tasks demonstrate that P&R significantly outperforms baselines, achieving up to a 13.1% improvement on the ANTIQUE dataset and a 15.41% improvement on the TREC dataset. Furthermore, a smaller scale user study confirms the substantial efficacy of the P&R framework.
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spellingShingle Plan-and-Refine: Diverse and Comprehensive Retrieval-Augmented Generation
Salemi, Alireza
Samarinas, Chris
Zamani, Hamed
Computation and Language
Information Retrieval
This paper studies the limitations of (retrieval-augmented) large language models (LLMs) in generating diverse and comprehensive responses, and introduces the Plan-and-Refine (P&R) framework based on a two phase system design. In the global exploration phase, P&R generates a diverse set of plans for the given input, where each plan consists of a list of diverse query aspects with corresponding additional descriptions. This phase is followed by a local exploitation phase that generates a response proposal for the input query conditioned on each plan and iteratively refines the proposal for improving the proposal quality. Finally, a reward model is employed to select the proposal with the highest factuality and coverage. We conduct our experiments based on the ICAT evaluation methodology--a recent approach for answer factuality and comprehensiveness evaluation. Experiments on the two diverse information seeking benchmarks adopted from non-factoid question answering and TREC search result diversification tasks demonstrate that P&R significantly outperforms baselines, achieving up to a 13.1% improvement on the ANTIQUE dataset and a 15.41% improvement on the TREC dataset. Furthermore, a smaller scale user study confirms the substantial efficacy of the P&R framework.
title Plan-and-Refine: Diverse and Comprehensive Retrieval-Augmented Generation
topic Computation and Language
Information Retrieval
url https://arxiv.org/abs/2504.07794