On Josephy-Halley method for generalized equations

Fuente: arXiv
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Main Authors: Roubal, Tomáš, Valdman, Jan
Format: Preprint
Published: 2025
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author Roubal, Tomáš
Valdman, Jan
author_facet Roubal, Tomáš
Valdman, Jan
contents We extend the classical third-order Halley iteration to the setting of generalized equations of the form \[ 0 \in f(x) + F(x), \] where \(f\colon X\longrightarrow Y\) is twice continuously Fréchet-differentiable on Banach spaces and \(F\colon X\tto Y\) is a set-valued mapping with closed graph. Building on predictor-corrector framework, our scheme first solves a partially linearized inclusion to produce a predictor \(u_{k+1}\), then incorporates second-order information in a Halley-type corrector step to obtain \(x_{k+1}\). Under metric regularity of the linearization at a reference solution and Hölder continuity of \(f''\), we prove that the iterates converge locally with order \(2+p\) (cubically when \(p=1\)). Moreover, by constructing a suitable scalar majorant function we derive semilocal Kantorovich-type conditions guaranteeing well-definedness and R-cubic convergence from an explicit neighbourhood of the initial guess. Numerical experiments-including one- and two-dimensional test problems confirm the theoretical convergence rates and illustrate the efficiency of the Josephy-Halley method compared to its Josephy-Newton counterpart.
format Preprint
id arxiv_https___arxiv_org_abs_2504_17649
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle On Josephy-Halley method for generalized equations
Roubal, Tomáš
Valdman, Jan
Numerical Analysis
Optimization and Control
49J53, 65K15, 90C33
We extend the classical third-order Halley iteration to the setting of generalized equations of the form \[ 0 \in f(x) + F(x), \] where \(f\colon X\longrightarrow Y\) is twice continuously Fréchet-differentiable on Banach spaces and \(F\colon X\tto Y\) is a set-valued mapping with closed graph. Building on predictor-corrector framework, our scheme first solves a partially linearized inclusion to produce a predictor \(u_{k+1}\), then incorporates second-order information in a Halley-type corrector step to obtain \(x_{k+1}\). Under metric regularity of the linearization at a reference solution and Hölder continuity of \(f''\), we prove that the iterates converge locally with order \(2+p\) (cubically when \(p=1\)). Moreover, by constructing a suitable scalar majorant function we derive semilocal Kantorovich-type conditions guaranteeing well-definedness and R-cubic convergence from an explicit neighbourhood of the initial guess. Numerical experiments-including one- and two-dimensional test problems confirm the theoretical convergence rates and illustrate the efficiency of the Josephy-Halley method compared to its Josephy-Newton counterpart.
title On Josephy-Halley method for generalized equations
topic Numerical Analysis
Optimization and Control
49J53, 65K15, 90C33
url https://arxiv.org/abs/2504.17649