$Δ$SCF in \texttt{VASP} for excited-state defect computations: tips and pitfalls

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Auteurs principaux: Xiong, Yihuang, Hautier, Geoffroy
Format: Preprint
Publié: 2025
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author Xiong, Yihuang
Hautier, Geoffroy
author_facet Xiong, Yihuang
Hautier, Geoffroy
contents $Δ$SCF with constrained occupations have been wildly used to investigate the excited-state and optical properties of defects. Recent studies have demonstrated that combining $Δ$SCF with hybrid functionals yields good accuracy in predicting defect properties. The Vienna Ab initio Simulation Package (\texttt{VASP}) is one of the most widely used quantum mechanical packages based on plane-wave methods. Despite the increasing application of $Δ$SCF as implemented in \texttt{VASP} for defect studies, detailed walkthroughs explaining how to conduct these calculations remain limited, making this approach a nontrivial task. Applying $Δ$SCF with hybrid functionals can present convergence challenges; worse, it may sometimes converge to incorrect excited states and can go largely unnoticed. This document aims to serve as a concise guide outlining what we think might be the appropriate approach for performing $Δ$SCF calculations in \texttt{VASP}. We benchmark this method by simulating excited states for a particularly challenging system: the neutral charge state of the silicon vacancy (SiV$^0$) defect in diamond. By highlighting potential pitfalls, we hope this document encourages further discussion within the community and assists researchers experiencing difficulties with this technique. The guidelines provided here are largely based on private discussions with Oscar Bulancea Lindvall from Link{ö}ping University and Chris Ciccarino from Stanford University.
format Preprint
id arxiv_https___arxiv_org_abs_2505_04748
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle $Δ$SCF in \texttt{VASP} for excited-state defect computations: tips and pitfalls
Xiong, Yihuang
Hautier, Geoffroy
Materials Science
$Δ$SCF with constrained occupations have been wildly used to investigate the excited-state and optical properties of defects. Recent studies have demonstrated that combining $Δ$SCF with hybrid functionals yields good accuracy in predicting defect properties. The Vienna Ab initio Simulation Package (\texttt{VASP}) is one of the most widely used quantum mechanical packages based on plane-wave methods. Despite the increasing application of $Δ$SCF as implemented in \texttt{VASP} for defect studies, detailed walkthroughs explaining how to conduct these calculations remain limited, making this approach a nontrivial task. Applying $Δ$SCF with hybrid functionals can present convergence challenges; worse, it may sometimes converge to incorrect excited states and can go largely unnoticed. This document aims to serve as a concise guide outlining what we think might be the appropriate approach for performing $Δ$SCF calculations in \texttt{VASP}. We benchmark this method by simulating excited states for a particularly challenging system: the neutral charge state of the silicon vacancy (SiV$^0$) defect in diamond. By highlighting potential pitfalls, we hope this document encourages further discussion within the community and assists researchers experiencing difficulties with this technique. The guidelines provided here are largely based on private discussions with Oscar Bulancea Lindvall from Link{ö}ping University and Chris Ciccarino from Stanford University.
title $Δ$SCF in \texttt{VASP} for excited-state defect computations: tips and pitfalls
topic Materials Science
url https://arxiv.org/abs/2505.04748