Conditional Front-door Adjustment for Heterogeneous Treatment Assignment Effect Estimation Under Non-adherence

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Hauptverfasser: Chen, Winston, Chang, Trenton, Wiens, Jenna
Format: Preprint
Veröffentlicht: 2025
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author Chen, Winston
Chang, Trenton
Wiens, Jenna
author_facet Chen, Winston
Chang, Trenton
Wiens, Jenna
contents Estimates of heterogeneous treatment assignment effects can inform treatment decisions. Under the presence of non-adherence (e.g., patients do not adhere to their assigned treatment), both the standard backdoor adjustment (SBD) and the conditional front-door adjustment (CFD) can recover unbiased estimates of the treatment assignment effects. However, the estimation variance of these approaches may vary widely across settings, which remains underexplored in the literature. In this work, we demonstrate theoretically and empirically that CFD yields lower-variance estimates than SBD when the true effect of treatment assignment is small (i.e., assigning an intervention leads to small changes in patients' future outcome). Additionally, since CFD requires estimating multiple nuisance parameters, we introduce LobsterNet, a multi-task neural network that implements CFD with joint modeling of the nuisance parameters. Empirically, LobsterNet reduces estimation error across several semi-synthetic and real-world datasets compared to baselines. Our findings suggest CFD with shared nuisance parameter modeling can improve treatment assignment effect estimation under non-adherence.
format Preprint
id arxiv_https___arxiv_org_abs_2505_05677
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Conditional Front-door Adjustment for Heterogeneous Treatment Assignment Effect Estimation Under Non-adherence
Chen, Winston
Chang, Trenton
Wiens, Jenna
Machine Learning
Estimates of heterogeneous treatment assignment effects can inform treatment decisions. Under the presence of non-adherence (e.g., patients do not adhere to their assigned treatment), both the standard backdoor adjustment (SBD) and the conditional front-door adjustment (CFD) can recover unbiased estimates of the treatment assignment effects. However, the estimation variance of these approaches may vary widely across settings, which remains underexplored in the literature. In this work, we demonstrate theoretically and empirically that CFD yields lower-variance estimates than SBD when the true effect of treatment assignment is small (i.e., assigning an intervention leads to small changes in patients' future outcome). Additionally, since CFD requires estimating multiple nuisance parameters, we introduce LobsterNet, a multi-task neural network that implements CFD with joint modeling of the nuisance parameters. Empirically, LobsterNet reduces estimation error across several semi-synthetic and real-world datasets compared to baselines. Our findings suggest CFD with shared nuisance parameter modeling can improve treatment assignment effect estimation under non-adherence.
title Conditional Front-door Adjustment for Heterogeneous Treatment Assignment Effect Estimation Under Non-adherence
topic Machine Learning
url https://arxiv.org/abs/2505.05677