Data-driven Model Predictive Control: Asymptotic Stability despite Approximation Errors exemplified in the Koopman framework

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Main Authors: Schimperna, Irene, Worthmann, Karl, Schaller, Manuel, Bold, Lea, Magni, Lalo
Format: Preprint
Published: 2025
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_version_ 1866917253001248768
author Schimperna, Irene
Worthmann, Karl
Schaller, Manuel
Bold, Lea
Magni, Lalo
author_facet Schimperna, Irene
Worthmann, Karl
Schaller, Manuel
Bold, Lea
Magni, Lalo
contents In this paper, we analyze stability of nonlinear model predictive control (MPC) using data-driven surrogate models in the optimization step. First, we establish asymptotic stability of the origin, a controlled steady state, w.r.t. the MPC closed loop without stabilizing terminal conditions for sufficiently long prediction horizons. To this end, we prove that cost controllability of the original system is preserved if sufficiently accurate proportional bounds on the approximation error hold. Here, proportional refers to state and control. The proportionality of the error bounds is a key element to derive asymptotic stability in presence of modeling errors and not only practical asymptotic stability. Second, we exemplarily verify the imposed assumptions for data-driven surrogates generated with kernel extended dynamic mode decomposition based on Koopman operator theory. Hereby, we do not impose invariance assumptions on finite dictionaries, but rather derive all conditions under non-restrictive conditions. Finally, we demonstrate our findings with numerical simulations.
format Preprint
id arxiv_https___arxiv_org_abs_2505_05951
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Data-driven Model Predictive Control: Asymptotic Stability despite Approximation Errors exemplified in the Koopman framework
Schimperna, Irene
Worthmann, Karl
Schaller, Manuel
Bold, Lea
Magni, Lalo
Optimization and Control
In this paper, we analyze stability of nonlinear model predictive control (MPC) using data-driven surrogate models in the optimization step. First, we establish asymptotic stability of the origin, a controlled steady state, w.r.t. the MPC closed loop without stabilizing terminal conditions for sufficiently long prediction horizons. To this end, we prove that cost controllability of the original system is preserved if sufficiently accurate proportional bounds on the approximation error hold. Here, proportional refers to state and control. The proportionality of the error bounds is a key element to derive asymptotic stability in presence of modeling errors and not only practical asymptotic stability. Second, we exemplarily verify the imposed assumptions for data-driven surrogates generated with kernel extended dynamic mode decomposition based on Koopman operator theory. Hereby, we do not impose invariance assumptions on finite dictionaries, but rather derive all conditions under non-restrictive conditions. Finally, we demonstrate our findings with numerical simulations.
title Data-driven Model Predictive Control: Asymptotic Stability despite Approximation Errors exemplified in the Koopman framework
topic Optimization and Control
url https://arxiv.org/abs/2505.05951