Toward Fair Federated Learning under Demographic Disparities and Data Imbalance

Fuente: arXiv
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Main Authors: Wu, Qiming, Li, Siqi, Zhou, Doudou, Liu, Nan
Format: Preprint
Published: 2025
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author Wu, Qiming
Li, Siqi
Zhou, Doudou
Liu, Nan
author_facet Wu, Qiming
Li, Siqi
Zhou, Doudou
Liu, Nan
contents Ensuring fairness is critical when applying artificial intelligence to high-stakes domains such as healthcare, where predictive models trained on imbalanced and demographically skewed data risk exacerbating existing disparities. Federated learning (FL) enables privacy-preserving collaboration across institutions, but remains vulnerable to both algorithmic bias and subgroup imbalance - particularly when multiple sensitive attributes intersect. We propose FedIDA (Fed erated Learning for Imbalance and D isparity A wareness), a framework-agnostic method that combines fairness-aware regularization with group-conditional oversampling. FedIDA supports multiple sensitive attributes and heterogeneous data distributions without altering the convergence behavior of the underlying FL algorithm. We provide theoretical analysis establishing fairness improvement bounds using Lipschitz continuity and concentration inequalities, and show that FedIDA reduces the variance of fairness metrics across test sets. Empirical results on both benchmark and real-world clinical datasets confirm that FedIDA consistently improves fairness while maintaining competitive predictive performance, demonstrating its effectiveness for equitable and privacy-preserving modeling in healthcare. The source code is available on GitHub.
format Preprint
id arxiv_https___arxiv_org_abs_2505_09295
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Toward Fair Federated Learning under Demographic Disparities and Data Imbalance
Wu, Qiming
Li, Siqi
Zhou, Doudou
Liu, Nan
Computers and Society
Artificial Intelligence
Machine Learning
Ensuring fairness is critical when applying artificial intelligence to high-stakes domains such as healthcare, where predictive models trained on imbalanced and demographically skewed data risk exacerbating existing disparities. Federated learning (FL) enables privacy-preserving collaboration across institutions, but remains vulnerable to both algorithmic bias and subgroup imbalance - particularly when multiple sensitive attributes intersect. We propose FedIDA (Fed erated Learning for Imbalance and D isparity A wareness), a framework-agnostic method that combines fairness-aware regularization with group-conditional oversampling. FedIDA supports multiple sensitive attributes and heterogeneous data distributions without altering the convergence behavior of the underlying FL algorithm. We provide theoretical analysis establishing fairness improvement bounds using Lipschitz continuity and concentration inequalities, and show that FedIDA reduces the variance of fairness metrics across test sets. Empirical results on both benchmark and real-world clinical datasets confirm that FedIDA consistently improves fairness while maintaining competitive predictive performance, demonstrating its effectiveness for equitable and privacy-preserving modeling in healthcare. The source code is available on GitHub.
title Toward Fair Federated Learning under Demographic Disparities and Data Imbalance
topic Computers and Society
Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2505.09295