Fairness-aware Bayes optimal functional classification

Fuente: arXiv
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Main Authors: Hu, Xiaoyu, Xue, Gengyu, Lin, Zhenhua, Yu, Yi
Format: Preprint
Published: 2025
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author Hu, Xiaoyu
Xue, Gengyu
Lin, Zhenhua
Yu, Yi
author_facet Hu, Xiaoyu
Xue, Gengyu
Lin, Zhenhua
Yu, Yi
contents Algorithmic fairness has become a central topic in machine learning, and mitigating disparities across different subpopulations has emerged as a rapidly growing research area. In this paper, we systematically study the classification of functional data under fairness constraints, ensuring the disparity level of the classifier is controlled below a pre-specified threshold. We propose a unified framework for fairness-aware functional classification, tackling an infinite-dimensional functional space, addressing key challenges from the absence of density ratios and intractability of posterior probabilities, and discussing unique phenomena in functional classification. We further design a post-processing algorithm, Fair Functional Linear Discriminant Analysis classifier (Fair-FLDA), which targets at homoscedastic Gaussian processes and achieves fairness via group-wise thresholding. Under weak structural assumptions on eigenspace, theoretical guarantees on fairness and excess risk controls are established. As a byproduct, our results cover the excess risk control of the standard FLDA as a special case, which, to the best of our knowledge, is first time seen. Our theoretical findings are complemented by extensive numerical experiments on synthetic and real datasets, highlighting the practicality of our designed algorithm.
format Preprint
id arxiv_https___arxiv_org_abs_2505_09471
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Fairness-aware Bayes optimal functional classification
Hu, Xiaoyu
Xue, Gengyu
Lin, Zhenhua
Yu, Yi
Machine Learning
Statistics Theory
Methodology
Algorithmic fairness has become a central topic in machine learning, and mitigating disparities across different subpopulations has emerged as a rapidly growing research area. In this paper, we systematically study the classification of functional data under fairness constraints, ensuring the disparity level of the classifier is controlled below a pre-specified threshold. We propose a unified framework for fairness-aware functional classification, tackling an infinite-dimensional functional space, addressing key challenges from the absence of density ratios and intractability of posterior probabilities, and discussing unique phenomena in functional classification. We further design a post-processing algorithm, Fair Functional Linear Discriminant Analysis classifier (Fair-FLDA), which targets at homoscedastic Gaussian processes and achieves fairness via group-wise thresholding. Under weak structural assumptions on eigenspace, theoretical guarantees on fairness and excess risk controls are established. As a byproduct, our results cover the excess risk control of the standard FLDA as a special case, which, to the best of our knowledge, is first time seen. Our theoretical findings are complemented by extensive numerical experiments on synthetic and real datasets, highlighting the practicality of our designed algorithm.
title Fairness-aware Bayes optimal functional classification
topic Machine Learning
Statistics Theory
Methodology
url https://arxiv.org/abs/2505.09471