ShiQ: Bringing back Bellman to LLMs

Fuente: arXiv
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Main Authors: Clavier, Pierre, Grinsztajn, Nathan, Avalos, Raphael, Flet-Berliac, Yannis, Ergun, Irem, Domingues, Omar D., Tarassov, Eugene, Pietquin, Olivier, Richemond, Pierre H., Strub, Florian, Geist, Matthieu
Format: Preprint
Published: 2025
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author Clavier, Pierre
Grinsztajn, Nathan
Avalos, Raphael
Flet-Berliac, Yannis
Ergun, Irem
Domingues, Omar D.
Tarassov, Eugene
Pietquin, Olivier
Richemond, Pierre H.
Strub, Florian
Geist, Matthieu
author_facet Clavier, Pierre
Grinsztajn, Nathan
Avalos, Raphael
Flet-Berliac, Yannis
Ergun, Irem
Domingues, Omar D.
Tarassov, Eugene
Pietquin, Olivier
Richemond, Pierre H.
Strub, Florian
Geist, Matthieu
contents The fine-tuning of pre-trained large language models (LLMs) using reinforcement learning (RL) is generally formulated as direct policy optimization. This approach was naturally favored as it efficiently improves a pretrained LLM, seen as an initial policy. Another RL paradigm, Q-learning methods, has received far less attention in the LLM community while demonstrating major success in various non-LLM RL tasks. In particular, Q-learning effectiveness comes from its sample efficiency and ability to learn offline, which is particularly valuable given the high computational cost of sampling with LLMs. However, naively applying a Q-learning-style update to the model's logits is ineffective due to the specificity of LLMs. Our core contribution is to derive theoretically grounded loss functions from Bellman equations to adapt Q-learning methods to LLMs. To do so, we carefully adapt insights from the RL literature to account for LLM-specific characteristics, ensuring that the logits become reliable Q-value estimates. We then use this loss to build a practical algorithm, ShiQ for Shifted-Q, that supports off-policy, token-wise learning while remaining simple to implement. Finally, we evaluate ShiQ on both synthetic data and real-world benchmarks, e.g., UltraFeedback and BFCL-V3, demonstrating its effectiveness in both single-turn and multi-turn LLM settings
format Preprint
id arxiv_https___arxiv_org_abs_2505_11081
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle ShiQ: Bringing back Bellman to LLMs
Clavier, Pierre
Grinsztajn, Nathan
Avalos, Raphael
Flet-Berliac, Yannis
Ergun, Irem
Domingues, Omar D.
Tarassov, Eugene
Pietquin, Olivier
Richemond, Pierre H.
Strub, Florian
Geist, Matthieu
Machine Learning
The fine-tuning of pre-trained large language models (LLMs) using reinforcement learning (RL) is generally formulated as direct policy optimization. This approach was naturally favored as it efficiently improves a pretrained LLM, seen as an initial policy. Another RL paradigm, Q-learning methods, has received far less attention in the LLM community while demonstrating major success in various non-LLM RL tasks. In particular, Q-learning effectiveness comes from its sample efficiency and ability to learn offline, which is particularly valuable given the high computational cost of sampling with LLMs. However, naively applying a Q-learning-style update to the model's logits is ineffective due to the specificity of LLMs. Our core contribution is to derive theoretically grounded loss functions from Bellman equations to adapt Q-learning methods to LLMs. To do so, we carefully adapt insights from the RL literature to account for LLM-specific characteristics, ensuring that the logits become reliable Q-value estimates. We then use this loss to build a practical algorithm, ShiQ for Shifted-Q, that supports off-policy, token-wise learning while remaining simple to implement. Finally, we evaluate ShiQ on both synthetic data and real-world benchmarks, e.g., UltraFeedback and BFCL-V3, demonstrating its effectiveness in both single-turn and multi-turn LLM settings
title ShiQ: Bringing back Bellman to LLMs
topic Machine Learning
url https://arxiv.org/abs/2505.11081