Causal Head Gating: A Framework for Interpreting Roles of Attention Heads in Transformers

Fuente: arXiv
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Hauptverfasser: Nam, Andrew, Conklin, Henry, Yang, Yukang, Griffiths, Thomas, Cohen, Jonathan, Leslie, Sarah-Jane
Format: Preprint
Veröffentlicht: 2025
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author Nam, Andrew
Conklin, Henry
Yang, Yukang
Griffiths, Thomas
Cohen, Jonathan
Leslie, Sarah-Jane
author_facet Nam, Andrew
Conklin, Henry
Yang, Yukang
Griffiths, Thomas
Cohen, Jonathan
Leslie, Sarah-Jane
contents We present causal head gating (CHG), a scalable method for interpreting the functional roles of attention heads in transformer models. CHG learns soft gates over heads and assigns them a causal taxonomy - facilitating, interfering, or irrelevant - based on their impact on task performance. Unlike prior approaches in mechanistic interpretability, which are hypothesis-driven and require prompt templates or target labels, CHG applies directly to any dataset using standard next-token prediction. We evaluate CHG across multiple large language models (LLMs) in the Llama 3 model family and diverse tasks, including syntax, commonsense, and mathematical reasoning, and show that CHG scores yield causal, not merely correlational, insight validated via ablation and causal mediation analyses. We also introduce contrastive CHG, a variant that isolates sub-circuits for specific task components. Our findings reveal that LLMs contain multiple sparse task-sufficient sub-circuits, that individual head roles depend on interactions with others (low modularity), and that instruction following and in-context learning rely on separable mechanisms.
format Preprint
id arxiv_https___arxiv_org_abs_2505_13737
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Causal Head Gating: A Framework for Interpreting Roles of Attention Heads in Transformers
Nam, Andrew
Conklin, Henry
Yang, Yukang
Griffiths, Thomas
Cohen, Jonathan
Leslie, Sarah-Jane
Artificial Intelligence
We present causal head gating (CHG), a scalable method for interpreting the functional roles of attention heads in transformer models. CHG learns soft gates over heads and assigns them a causal taxonomy - facilitating, interfering, or irrelevant - based on their impact on task performance. Unlike prior approaches in mechanistic interpretability, which are hypothesis-driven and require prompt templates or target labels, CHG applies directly to any dataset using standard next-token prediction. We evaluate CHG across multiple large language models (LLMs) in the Llama 3 model family and diverse tasks, including syntax, commonsense, and mathematical reasoning, and show that CHG scores yield causal, not merely correlational, insight validated via ablation and causal mediation analyses. We also introduce contrastive CHG, a variant that isolates sub-circuits for specific task components. Our findings reveal that LLMs contain multiple sparse task-sufficient sub-circuits, that individual head roles depend on interactions with others (low modularity), and that instruction following and in-context learning rely on separable mechanisms.
title Causal Head Gating: A Framework for Interpreting Roles of Attention Heads in Transformers
topic Artificial Intelligence
url https://arxiv.org/abs/2505.13737