CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning

Fuente: arXiv
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Main Authors: Yi, Biao, Huang, Tiansheng, Zhang, Baolei, Li, Tong, Nie, Lihai, Liu, Zheli, Shen, Li
Format: Preprint
Published: 2025
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author Yi, Biao
Huang, Tiansheng
Zhang, Baolei
Li, Tong
Nie, Lihai
Liu, Zheli
Shen, Li
author_facet Yi, Biao
Huang, Tiansheng
Zhang, Baolei
Li, Tong
Nie, Lihai
Liu, Zheli
Shen, Li
contents Fine-tuning-as-a-service, while commercially successful for Large Language Model (LLM) providers, exposes models to harmful fine-tuning attacks. As a widely explored defense paradigm against such attacks, unlearning attempts to remove malicious knowledge from LLMs, thereby essentially preventing them from being used to perform malicious tasks. However, we highlight a critical flaw: the powerful general adaptability of LLMs allows them to easily bypass selective unlearning by rapidly relearning or repurposing their capabilities for harmful tasks. To address this fundamental limitation, we propose a paradigm shift: instead of selective removal, we advocate for inducing model collapse--effectively forcing the model to "unlearn everything"--specifically in response to updates characteristic of malicious adaptation. This collapse directly neutralizes the very general capabilities that attackers exploit, tackling the core issue unaddressed by selective unlearning. We introduce the Collapse Trap (CTRAP) as a practical mechanism to implement this concept conditionally. Embedded during alignment, CTRAP pre-configures the model's reaction to subsequent fine-tuning dynamics. If updates during fine-tuning constitute a persistent attempt to reverse safety alignment, the pre-configured trap triggers a progressive degradation of the model's core language modeling abilities, ultimately rendering it inert and useless for the attacker. Crucially, this collapse mechanism remains dormant during benign fine-tuning, ensuring the model's utility and general capabilities are preserved for legitimate users. Extensive empirical results demonstrate that CTRAP effectively counters harmful fine-tuning risks across various LLMs and attack settings, while maintaining high performance in benign scenarios. Our code is available at https://anonymous.4open.science/r/CTRAP.
format Preprint
id arxiv_https___arxiv_org_abs_2505_16559
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning
Yi, Biao
Huang, Tiansheng
Zhang, Baolei
Li, Tong
Nie, Lihai
Liu, Zheli
Shen, Li
Cryptography and Security
Computation and Language
Fine-tuning-as-a-service, while commercially successful for Large Language Model (LLM) providers, exposes models to harmful fine-tuning attacks. As a widely explored defense paradigm against such attacks, unlearning attempts to remove malicious knowledge from LLMs, thereby essentially preventing them from being used to perform malicious tasks. However, we highlight a critical flaw: the powerful general adaptability of LLMs allows them to easily bypass selective unlearning by rapidly relearning or repurposing their capabilities for harmful tasks. To address this fundamental limitation, we propose a paradigm shift: instead of selective removal, we advocate for inducing model collapse--effectively forcing the model to "unlearn everything"--specifically in response to updates characteristic of malicious adaptation. This collapse directly neutralizes the very general capabilities that attackers exploit, tackling the core issue unaddressed by selective unlearning. We introduce the Collapse Trap (CTRAP) as a practical mechanism to implement this concept conditionally. Embedded during alignment, CTRAP pre-configures the model's reaction to subsequent fine-tuning dynamics. If updates during fine-tuning constitute a persistent attempt to reverse safety alignment, the pre-configured trap triggers a progressive degradation of the model's core language modeling abilities, ultimately rendering it inert and useless for the attacker. Crucially, this collapse mechanism remains dormant during benign fine-tuning, ensuring the model's utility and general capabilities are preserved for legitimate users. Extensive empirical results demonstrate that CTRAP effectively counters harmful fine-tuning risks across various LLMs and attack settings, while maintaining high performance in benign scenarios. Our code is available at https://anonymous.4open.science/r/CTRAP.
title CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning
topic Cryptography and Security
Computation and Language
url https://arxiv.org/abs/2505.16559