FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregation

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Main Authors: Peng, Zihao, Zeng, Jiandian, Li, Boyuan, Li, Guo, Chen, Shengbo, Wang, Tian
Format: Preprint
Published: 2025
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_version_ 1866916756448083968
author Peng, Zihao
Zeng, Jiandian
Li, Boyuan
Li, Guo
Chen, Shengbo
Wang, Tian
author_facet Peng, Zihao
Zeng, Jiandian
Li, Boyuan
Li, Guo
Chen, Shengbo
Wang, Tian
contents Federated Learning (FL) facilitates the fine-tuning of Foundation Models (FMs) using distributed data sources, with Low-Rank Adaptation (LoRA) gaining popularity due to its low communication costs and strong performance. While recent work acknowledges the benefits of heterogeneous LoRA in FL and introduces flexible algorithms to support its implementation, our theoretical analysis reveals a critical gap: existing methods lack formal convergence guarantees due to parameter truncation and biased gradient updates. Specifically, adapting client-specific LoRA ranks necessitates truncating global parameters, which introduces inherent truncation errors and leads to subsequent inaccurate gradient updates that accumulate over training rounds, ultimately degrading performance. To address the above issues, we propose \textbf{FedHL}, a simple yet effective \textbf{Fed}erated Learning framework tailored for \textbf{H}eterogeneous \textbf{L}oRA. By leveraging the full-rank global model as a calibrated aggregation basis, FedHL eliminates the direct truncation bias from initial alignment with client-specific ranks. Furthermore, we derive the theoretically optimal aggregation weights by minimizing the gradient drift term in the convergence upper bound. Our analysis shows that FedHL guarantees $\mathcal{O}(1/\sqrt{T})$ convergence rate, and experiments on multiple real-world datasets demonstrate a 1-3\% improvement over several state-of-the-art methods.
format Preprint
id arxiv_https___arxiv_org_abs_2505_18494
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregation
Peng, Zihao
Zeng, Jiandian
Li, Boyuan
Li, Guo
Chen, Shengbo
Wang, Tian
Machine Learning
Artificial Intelligence
Federated Learning (FL) facilitates the fine-tuning of Foundation Models (FMs) using distributed data sources, with Low-Rank Adaptation (LoRA) gaining popularity due to its low communication costs and strong performance. While recent work acknowledges the benefits of heterogeneous LoRA in FL and introduces flexible algorithms to support its implementation, our theoretical analysis reveals a critical gap: existing methods lack formal convergence guarantees due to parameter truncation and biased gradient updates. Specifically, adapting client-specific LoRA ranks necessitates truncating global parameters, which introduces inherent truncation errors and leads to subsequent inaccurate gradient updates that accumulate over training rounds, ultimately degrading performance. To address the above issues, we propose \textbf{FedHL}, a simple yet effective \textbf{Fed}erated Learning framework tailored for \textbf{H}eterogeneous \textbf{L}oRA. By leveraging the full-rank global model as a calibrated aggregation basis, FedHL eliminates the direct truncation bias from initial alignment with client-specific ranks. Furthermore, we derive the theoretically optimal aggregation weights by minimizing the gradient drift term in the convergence upper bound. Our analysis shows that FedHL guarantees $\mathcal{O}(1/\sqrt{T})$ convergence rate, and experiments on multiple real-world datasets demonstrate a 1-3\% improvement over several state-of-the-art methods.
title FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregation
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2505.18494