Square$χ$PO: Differentially Private and Robust $χ^2$-Preference Optimization in Offline Direct Alignment

Fuente: arXiv
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Autori principali: Zhou, Xingyu, Wu, Yulian, Weng, Wenqian, Orabona, Francesco
Natura: Preprint
Pubblicazione: 2025
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author Zhou, Xingyu
Wu, Yulian
Weng, Wenqian
Orabona, Francesco
author_facet Zhou, Xingyu
Wu, Yulian
Weng, Wenqian
Orabona, Francesco
contents In this paper, we theoretically study the offline alignment of language models with human preference feedback, under both preference label corruption and privacy protections. To this end, we propose Square$χ$PO, a simple one-line change to $χ$PO where the standard log-loss is replaced by a new square loss over probability. Thanks to the inherent properties of this new loss, we have advanced the state-of-the-art of differentially private and robust offline direct alignment. Specifically, for the local model of label privacy, Square$χ$PO is the first algorithm that attains an optimal rate based on single-policy concentrability even with general function approximations. It also gives the first result under the central model of privacy protection over both prompts (responses) and labels. On the robustness side against Huber label corruption, Square$χ$PO is the first alignment method that has a meaningful theoretical guarantee under general function approximations. More importantly, Square$χ$PO can address privacy protection and corruption simultaneously, where an interesting separation is observed, implying that the order of privacy and corruption matters. Furthermore, we show that Square$χ$PO can also be easily extended to handle the scenario of the general preference model with state-of-the-art guarantees under corruption and privacy. Last but not least, all of our theoretical guarantees enjoy a unified analysis, building upon a new result on the generalization error bounds of least-square regression under corruption and privacy constraints, which we believe is of independent interest to the community.
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id arxiv_https___arxiv_org_abs_2505_21395
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Square$χ$PO: Differentially Private and Robust $χ^2$-Preference Optimization in Offline Direct Alignment
Zhou, Xingyu
Wu, Yulian
Weng, Wenqian
Orabona, Francesco
Machine Learning
In this paper, we theoretically study the offline alignment of language models with human preference feedback, under both preference label corruption and privacy protections. To this end, we propose Square$χ$PO, a simple one-line change to $χ$PO where the standard log-loss is replaced by a new square loss over probability. Thanks to the inherent properties of this new loss, we have advanced the state-of-the-art of differentially private and robust offline direct alignment. Specifically, for the local model of label privacy, Square$χ$PO is the first algorithm that attains an optimal rate based on single-policy concentrability even with general function approximations. It also gives the first result under the central model of privacy protection over both prompts (responses) and labels. On the robustness side against Huber label corruption, Square$χ$PO is the first alignment method that has a meaningful theoretical guarantee under general function approximations. More importantly, Square$χ$PO can address privacy protection and corruption simultaneously, where an interesting separation is observed, implying that the order of privacy and corruption matters. Furthermore, we show that Square$χ$PO can also be easily extended to handle the scenario of the general preference model with state-of-the-art guarantees under corruption and privacy. Last but not least, all of our theoretical guarantees enjoy a unified analysis, building upon a new result on the generalization error bounds of least-square regression under corruption and privacy constraints, which we believe is of independent interest to the community.
title Square$χ$PO: Differentially Private and Robust $χ^2$-Preference Optimization in Offline Direct Alignment
topic Machine Learning
url https://arxiv.org/abs/2505.21395