Proximalized Preference Optimization for Diverse Feedback Types: A Decomposed Perspective on DPO

Fuente: arXiv
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Auteurs principaux: Guo, Kaiyang, Li, Yinchuan, Chen, Zhitang
Format: Preprint
Publié: 2025
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author Guo, Kaiyang
Li, Yinchuan
Chen, Zhitang
author_facet Guo, Kaiyang
Li, Yinchuan
Chen, Zhitang
contents Direct alignment methods typically train large language models (LLMs) by contrasting the likelihoods of preferred and dispreferred responses. While effective at capturing relative preferences, these methods are widely observed to suppress the absolute likelihoods of example responses. As a result, aligned models can deviate from expected patterns, exhibiting rewar-hacking effect even without an explicit reward model. This fundamental limitation of contrastive alignment, which we term likelihood underdetermination, motivates us to revisit direct preference optimization (DPO) -- the seminal direct alignment method. Interestingly, we show that the DPO loss admits a principled decomposition. The reformulated loss not only extends naturally to a broader range of feedback types, but also unveils the root cause of likelihood underdetermination. Specifically, we identify that standard DPO implicitly oversimplifies a regularizer in the reformulated loss; restoring this full term effectively resolves the underdetermination. Building on these insights, we introduce PRoximalized PReference Optimization (PRO), a unified alignment method that accommodates diverse feedback types while eliminating likelihood underdetermination through an efficient approximation of the full regularizer. Empirical evaluations demonstrate the consistent superiority of PRO over existing methods across pairwise, binary and scalar feedback.
format Preprint
id arxiv_https___arxiv_org_abs_2505_23316
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Proximalized Preference Optimization for Diverse Feedback Types: A Decomposed Perspective on DPO
Guo, Kaiyang
Li, Yinchuan
Chen, Zhitang
Computation and Language
Direct alignment methods typically train large language models (LLMs) by contrasting the likelihoods of preferred and dispreferred responses. While effective at capturing relative preferences, these methods are widely observed to suppress the absolute likelihoods of example responses. As a result, aligned models can deviate from expected patterns, exhibiting rewar-hacking effect even without an explicit reward model. This fundamental limitation of contrastive alignment, which we term likelihood underdetermination, motivates us to revisit direct preference optimization (DPO) -- the seminal direct alignment method. Interestingly, we show that the DPO loss admits a principled decomposition. The reformulated loss not only extends naturally to a broader range of feedback types, but also unveils the root cause of likelihood underdetermination. Specifically, we identify that standard DPO implicitly oversimplifies a regularizer in the reformulated loss; restoring this full term effectively resolves the underdetermination. Building on these insights, we introduce PRoximalized PReference Optimization (PRO), a unified alignment method that accommodates diverse feedback types while eliminating likelihood underdetermination through an efficient approximation of the full regularizer. Empirical evaluations demonstrate the consistent superiority of PRO over existing methods across pairwise, binary and scalar feedback.
title Proximalized Preference Optimization for Diverse Feedback Types: A Decomposed Perspective on DPO
topic Computation and Language
url https://arxiv.org/abs/2505.23316