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Autori principali: Xu, Yuanjian, Hao, Jianing, Tang, Kunsheng, Chen, Jingnan, Liu, Anxian, Liu, Peng, Zhang, Guang
Natura: Preprint
Pubblicazione: 2025
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Accesso online:https://arxiv.org/abs/2505.23826
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author Xu, Yuanjian
Hao, Jianing
Tang, Kunsheng
Chen, Jingnan
Liu, Anxian
Liu, Peng
Zhang, Guang
author_facet Xu, Yuanjian
Hao, Jianing
Tang, Kunsheng
Chen, Jingnan
Liu, Anxian
Liu, Peng
Zhang, Guang
contents Financial markets exhibit complex dynamics where localized events trigger ripple effects across entities. Previous event studies, constrained by static single-company analyses and simplistic assumptions, fail to capture these ripple effects. While large language models (LLMs) offer emergent reasoning capabilities, their direct application falters due to structural market unawareness and limited capacity to analyze ripple effects. We propose FinRipple, an elegant framework that empowers LLMs with the ability to analyze ripple effects through financial theory-guided large-scale reinforcement learning. We begin by relaxing the assumptions of previous methods, incorporating a time-varying knowledge graph to accurately represent market structure. By seamlessly integrating classical asset pricing theory, we align the LLM with the market, enabling it to predict ripple effects. To the best of our knowledge, we are the first to provide a standardized definition of ripple effect prediction, a task that is extremely important yet unexplored in the financial domain. Extensive experiments demonstrate that FinRipple provides a promising solution to this task.
format Preprint
id arxiv_https___arxiv_org_abs_2505_23826
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle FinRipple: Aligning Large Language Models with Financial Market for Event Ripple Effect Awareness
Xu, Yuanjian
Hao, Jianing
Tang, Kunsheng
Chen, Jingnan
Liu, Anxian
Liu, Peng
Zhang, Guang
Social and Information Networks
Financial markets exhibit complex dynamics where localized events trigger ripple effects across entities. Previous event studies, constrained by static single-company analyses and simplistic assumptions, fail to capture these ripple effects. While large language models (LLMs) offer emergent reasoning capabilities, their direct application falters due to structural market unawareness and limited capacity to analyze ripple effects. We propose FinRipple, an elegant framework that empowers LLMs with the ability to analyze ripple effects through financial theory-guided large-scale reinforcement learning. We begin by relaxing the assumptions of previous methods, incorporating a time-varying knowledge graph to accurately represent market structure. By seamlessly integrating classical asset pricing theory, we align the LLM with the market, enabling it to predict ripple effects. To the best of our knowledge, we are the first to provide a standardized definition of ripple effect prediction, a task that is extremely important yet unexplored in the financial domain. Extensive experiments demonstrate that FinRipple provides a promising solution to this task.
title FinRipple: Aligning Large Language Models with Financial Market for Event Ripple Effect Awareness
topic Social and Information Networks
url https://arxiv.org/abs/2505.23826