Absorb and Converge: Provable Convergence Guarantee for Absorbing Discrete Diffusion Models

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Main Authors: Liang, Yuchen, Huang, Renxiang, Lai, Lifeng, Shroff, Ness, Liang, Yingbin
Format: Preprint
Published: 2025
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author Liang, Yuchen
Huang, Renxiang
Lai, Lifeng
Shroff, Ness
Liang, Yingbin
author_facet Liang, Yuchen
Huang, Renxiang
Lai, Lifeng
Shroff, Ness
Liang, Yingbin
contents Discrete state space diffusion models have shown significant advantages in applications involving discrete data, such as text and image generation. It has also been observed that their performance is highly sensitive to the choice of rate matrices, particularly between uniform and absorbing rate matrices. While empirical results suggest that absorbing rate matrices often yield better generation quality compared to uniform rate matrices, existing theoretical works have largely focused on the uniform rate matrices case. Notably, convergence guarantees and error analyses for absorbing diffusion models are still missing. In this work, we provide the first finite-time error bounds and convergence rate analysis for discrete diffusion models using absorbing rate matrices. We begin by deriving an upper bound on the KL divergence of the forward process, introducing a surrogate initialization distribution to address the challenge posed by the absorbing stationary distribution, which is a singleton and causes the KL divergence to be ill-defined. We then establish the first convergence guarantees for both the $τ$-leaping and uniformization samplers under absorbing rate matrices, demonstrating improved rates over their counterparts using uniform rate matrices. Furthermore, under suitable assumptions, we provide convergence guarantees without early stopping. Our analysis introduces several new technical tools to address challenges unique to absorbing rate matrices. These include a Jensen-type argument for bounding forward process convergence, novel techniques for bounding absorbing score functions, and a non-divergent upper bound on the score near initialization that removes the need of early-stopping.
format Preprint
id arxiv_https___arxiv_org_abs_2506_02318
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Absorb and Converge: Provable Convergence Guarantee for Absorbing Discrete Diffusion Models
Liang, Yuchen
Huang, Renxiang
Lai, Lifeng
Shroff, Ness
Liang, Yingbin
Machine Learning
Signal Processing
Statistics Theory
Discrete state space diffusion models have shown significant advantages in applications involving discrete data, such as text and image generation. It has also been observed that their performance is highly sensitive to the choice of rate matrices, particularly between uniform and absorbing rate matrices. While empirical results suggest that absorbing rate matrices often yield better generation quality compared to uniform rate matrices, existing theoretical works have largely focused on the uniform rate matrices case. Notably, convergence guarantees and error analyses for absorbing diffusion models are still missing. In this work, we provide the first finite-time error bounds and convergence rate analysis for discrete diffusion models using absorbing rate matrices. We begin by deriving an upper bound on the KL divergence of the forward process, introducing a surrogate initialization distribution to address the challenge posed by the absorbing stationary distribution, which is a singleton and causes the KL divergence to be ill-defined. We then establish the first convergence guarantees for both the $τ$-leaping and uniformization samplers under absorbing rate matrices, demonstrating improved rates over their counterparts using uniform rate matrices. Furthermore, under suitable assumptions, we provide convergence guarantees without early stopping. Our analysis introduces several new technical tools to address challenges unique to absorbing rate matrices. These include a Jensen-type argument for bounding forward process convergence, novel techniques for bounding absorbing score functions, and a non-divergent upper bound on the score near initialization that removes the need of early-stopping.
title Absorb and Converge: Provable Convergence Guarantee for Absorbing Discrete Diffusion Models
topic Machine Learning
Signal Processing
Statistics Theory
url https://arxiv.org/abs/2506.02318