Spectral Efficiency Maximization for mmWave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints

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Main Authors: Singh, Jitendra, Mehrotra, Anand, Srivastava, Suraj, Jagannatham, Aditya K., Hanzo, Lajos
Format: Preprint
Published: 2025
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author Singh, Jitendra
Mehrotra, Anand
Srivastava, Suraj
Jagannatham, Aditya K.
Hanzo, Lajos
author_facet Singh, Jitendra
Mehrotra, Anand
Srivastava, Suraj
Jagannatham, Aditya K.
Hanzo, Lajos
contents A hybrid transmit precoder (TPC) and receive combiner (RC) pair is conceived for millimeter wave (mmWave) multiple input multiple output (MIMO) integrated sensing and communication (ISAC) systems. The proposed design considers a practical mean squared error (MSE) constraint between the desired and the achieved beampatterns constructed for identifying radar targets (RTs). To achieve optimal performance, we formulate an optimization problem relying on sum spectral efficiency (SE) maximization of the communication users (CUs), while satisfying certain radar beampattern similarity (RBPS), total transmit power, and constant modulus constraints, where the latter are attributed to the hybrid mmWave MIMO architecture. Since the aforementioned problem is non-convex and intractable, a sequential approach is proposed wherein the TPCs are designed first, followed by the RCs. To deal with the non-convex MSE and constant modulus constraints in the TPC design problem, we propose a majorization and minimization (MM) based Riemannian conjugate gradient (RCG) method, which restricts the tolerable MSE of the beampattern to within a predefined limit. Moreover, the least squares and the zero-forcing methods are adopted for maximizing the sum-SE and for mitigating the multiuser interference (MUI), respectively. Furthermore, to design the RC at each CU, we propose a linear MM-based blind combiner (LMBC) scheme that does not rely on the knowledge of the TPC at the CUs and has a low complexity. To achieve user fairness, we further extend the proposed sequential approach for maximizing the geometric mean (GM) of the CU's rate. Simulation results are presented, which show the superior performance of the proposed hybrid TPC and RC in comparison to the state-of-the-art designs in the mmWave MIMO ISAC systems under consideration.
format Preprint
id arxiv_https___arxiv_org_abs_2506_04683
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Spectral Efficiency Maximization for mmWave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints
Singh, Jitendra
Mehrotra, Anand
Srivastava, Suraj
Jagannatham, Aditya K.
Hanzo, Lajos
Signal Processing
A hybrid transmit precoder (TPC) and receive combiner (RC) pair is conceived for millimeter wave (mmWave) multiple input multiple output (MIMO) integrated sensing and communication (ISAC) systems. The proposed design considers a practical mean squared error (MSE) constraint between the desired and the achieved beampatterns constructed for identifying radar targets (RTs). To achieve optimal performance, we formulate an optimization problem relying on sum spectral efficiency (SE) maximization of the communication users (CUs), while satisfying certain radar beampattern similarity (RBPS), total transmit power, and constant modulus constraints, where the latter are attributed to the hybrid mmWave MIMO architecture. Since the aforementioned problem is non-convex and intractable, a sequential approach is proposed wherein the TPCs are designed first, followed by the RCs. To deal with the non-convex MSE and constant modulus constraints in the TPC design problem, we propose a majorization and minimization (MM) based Riemannian conjugate gradient (RCG) method, which restricts the tolerable MSE of the beampattern to within a predefined limit. Moreover, the least squares and the zero-forcing methods are adopted for maximizing the sum-SE and for mitigating the multiuser interference (MUI), respectively. Furthermore, to design the RC at each CU, we propose a linear MM-based blind combiner (LMBC) scheme that does not rely on the knowledge of the TPC at the CUs and has a low complexity. To achieve user fairness, we further extend the proposed sequential approach for maximizing the geometric mean (GM) of the CU's rate. Simulation results are presented, which show the superior performance of the proposed hybrid TPC and RC in comparison to the state-of-the-art designs in the mmWave MIMO ISAC systems under consideration.
title Spectral Efficiency Maximization for mmWave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints
topic Signal Processing
url https://arxiv.org/abs/2506.04683