Grokking Beyond the Euclidean Norm of Model Parameters

Fuente: arXiv
Saved in:
Bibliographic Details
Main Authors: Notsawo, Pascal Jr Tikeng, Dumas, Guillaume, Rabusseau, Guillaume
Format: Preprint
Published: 2025
Subjects:
Online Access:
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866911049773481984
author Notsawo, Pascal Jr Tikeng
Dumas, Guillaume
Rabusseau, Guillaume
author_facet Notsawo, Pascal Jr Tikeng
Dumas, Guillaume
Rabusseau, Guillaume
contents Grokking refers to a delayed generalization following overfitting when optimizing artificial neural networks with gradient-based methods. In this work, we demonstrate that grokking can be induced by regularization, either explicit or implicit. More precisely, we show that when there exists a model with a property $P$ (e.g., sparse or low-rank weights) that generalizes on the problem of interest, gradient descent with a small but non-zero regularization of $P$ (e.g., $\ell_1$ or nuclear norm regularization) results in grokking. This extends previous work showing that small non-zero weight decay induces grokking. Moreover, our analysis shows that over-parameterization by adding depth makes it possible to grok or ungrok without explicitly using regularization, which is impossible in shallow cases. We further show that the $\ell_2$ norm is not a reliable proxy for generalization when the model is regularized toward a different property $P$, as the $\ell_2$ norm grows in many cases where no weight decay is used, but the model generalizes anyway. We also show that grokking can be amplified solely through data selection, with any other hyperparameter fixed.
format Preprint
id arxiv_https___arxiv_org_abs_2506_05718
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Grokking Beyond the Euclidean Norm of Model Parameters
Notsawo, Pascal Jr Tikeng
Dumas, Guillaume
Rabusseau, Guillaume
Machine Learning
Artificial Intelligence
I.2.6
Grokking refers to a delayed generalization following overfitting when optimizing artificial neural networks with gradient-based methods. In this work, we demonstrate that grokking can be induced by regularization, either explicit or implicit. More precisely, we show that when there exists a model with a property $P$ (e.g., sparse or low-rank weights) that generalizes on the problem of interest, gradient descent with a small but non-zero regularization of $P$ (e.g., $\ell_1$ or nuclear norm regularization) results in grokking. This extends previous work showing that small non-zero weight decay induces grokking. Moreover, our analysis shows that over-parameterization by adding depth makes it possible to grok or ungrok without explicitly using regularization, which is impossible in shallow cases. We further show that the $\ell_2$ norm is not a reliable proxy for generalization when the model is regularized toward a different property $P$, as the $\ell_2$ norm grows in many cases where no weight decay is used, but the model generalizes anyway. We also show that grokking can be amplified solely through data selection, with any other hyperparameter fixed.
title Grokking Beyond the Euclidean Norm of Model Parameters
topic Machine Learning
Artificial Intelligence
I.2.6
url https://arxiv.org/abs/2506.05718