Convergent Linear Representations of Emergent Misalignment

Fuente: arXiv
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Autori principali: Soligo, Anna, Turner, Edward, Rajamanoharan, Senthooran, Nanda, Neel
Natura: Preprint
Pubblicazione: 2025
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author Soligo, Anna
Turner, Edward
Rajamanoharan, Senthooran
Nanda, Neel
author_facet Soligo, Anna
Turner, Edward
Rajamanoharan, Senthooran
Nanda, Neel
contents Fine-tuning large language models on narrow datasets can cause them to develop broadly misaligned behaviours: a phenomena known as emergent misalignment. However, the mechanisms underlying this misalignment, and why it generalizes beyond the training domain, are poorly understood, demonstrating critical gaps in our knowledge of model alignment. In this work, we train and study a minimal model organism which uses just 9 rank-1 adapters to emergently misalign Qwen2.5-14B-Instruct. Studying this, we find that different emergently misaligned models converge to similar representations of misalignment. We demonstrate this convergence by extracting a 'misalignment direction' from one fine-tuned model's activations, and using it to effectively ablate misaligned behaviour from fine-tunes using higher dimensional LoRAs and different datasets. Leveraging the scalar hidden state of rank-1 LoRAs, we further present a set of experiments for directly interpreting the fine-tuning adapters, showing that six contribute to general misalignment, while two specialise for misalignment in just the fine-tuning domain. Emergent misalignment is a particularly salient example of undesirable and unexpected model behaviour and by advancing our understanding of the mechanisms behind it, we hope to move towards being able to better understand and mitigate misalignment more generally.
format Preprint
id arxiv_https___arxiv_org_abs_2506_11618
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Convergent Linear Representations of Emergent Misalignment
Soligo, Anna
Turner, Edward
Rajamanoharan, Senthooran
Nanda, Neel
Machine Learning
Artificial Intelligence
Fine-tuning large language models on narrow datasets can cause them to develop broadly misaligned behaviours: a phenomena known as emergent misalignment. However, the mechanisms underlying this misalignment, and why it generalizes beyond the training domain, are poorly understood, demonstrating critical gaps in our knowledge of model alignment. In this work, we train and study a minimal model organism which uses just 9 rank-1 adapters to emergently misalign Qwen2.5-14B-Instruct. Studying this, we find that different emergently misaligned models converge to similar representations of misalignment. We demonstrate this convergence by extracting a 'misalignment direction' from one fine-tuned model's activations, and using it to effectively ablate misaligned behaviour from fine-tunes using higher dimensional LoRAs and different datasets. Leveraging the scalar hidden state of rank-1 LoRAs, we further present a set of experiments for directly interpreting the fine-tuning adapters, showing that six contribute to general misalignment, while two specialise for misalignment in just the fine-tuning domain. Emergent misalignment is a particularly salient example of undesirable and unexpected model behaviour and by advancing our understanding of the mechanisms behind it, we hope to move towards being able to better understand and mitigate misalignment more generally.
title Convergent Linear Representations of Emergent Misalignment
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2506.11618