A proxy-based approach for unmeasured confounding in electronic health records research

Fuente: arXiv
Saved in:
Bibliographic Details
Main Authors: Kottler, Haley Colgate, Cochran, Amy
Format: Preprint
Published: 2025
Subjects:
Online Access:
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866912974655979520
author Kottler, Haley Colgate
Cochran, Amy
author_facet Kottler, Haley Colgate
Cochran, Amy
contents Electronic health records (EHR) are widely used to study clinical decisions, yet unmeasured confounding remains a persistent challenge. Proxy variables offer a potential solution. In EHR data, clinicians already record many such measurements (e.g., vitals), each revealing something about a patient's underlying health. Despite this, proxy-based methods are rarely used in practice. We introduce a new way to use proxies to adjust for unmeasured confounding. Our approach uses a vector of proxies to construct covariates that capture aspects of the unmeasured confounder, which are then included in a regression model. As one implementation, we use factor analysis followed by regression. We compare this approach with existing methods, including proximal causal inference, across a range of realistic settings. In practice, assumptions rarely hold exactly, so we study what happens when models are misspecified and variables are used incorrectly: e.g., a confounder or instrument is treated as a proxy. Finally, we apply the method to EHR data to estimate the effect of hospital admission for older adults presenting to the emergency department with chest pain, a setting where unmeasured confounding is a substantial concern. This work provides a practical way to use proxies and may help bring proxy-based methods into broader use.
format Preprint
id arxiv_https___arxiv_org_abs_2506_12177
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle A proxy-based approach for unmeasured confounding in electronic health records research
Kottler, Haley Colgate
Cochran, Amy
Methodology
Quantitative Methods
Applications
Electronic health records (EHR) are widely used to study clinical decisions, yet unmeasured confounding remains a persistent challenge. Proxy variables offer a potential solution. In EHR data, clinicians already record many such measurements (e.g., vitals), each revealing something about a patient's underlying health. Despite this, proxy-based methods are rarely used in practice. We introduce a new way to use proxies to adjust for unmeasured confounding. Our approach uses a vector of proxies to construct covariates that capture aspects of the unmeasured confounder, which are then included in a regression model. As one implementation, we use factor analysis followed by regression. We compare this approach with existing methods, including proximal causal inference, across a range of realistic settings. In practice, assumptions rarely hold exactly, so we study what happens when models are misspecified and variables are used incorrectly: e.g., a confounder or instrument is treated as a proxy. Finally, we apply the method to EHR data to estimate the effect of hospital admission for older adults presenting to the emergency department with chest pain, a setting where unmeasured confounding is a substantial concern. This work provides a practical way to use proxies and may help bring proxy-based methods into broader use.
title A proxy-based approach for unmeasured confounding in electronic health records research
topic Methodology
Quantitative Methods
Applications
url https://arxiv.org/abs/2506.12177