LLM Probability Concentration: How Alignment Shrinks the Generative Horizon

Fuente: arXiv
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Auteurs principaux: Yang, Chenghao, Li, Sida, Holtzman, Ari
Format: Preprint
Publié: 2025
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author Yang, Chenghao
Li, Sida
Holtzman, Ari
author_facet Yang, Chenghao
Li, Sida
Holtzman, Ari
contents Despite their impressive capabilities, aligned large language models (LLMs) often generate outputs that lack diversity. What drives this consistency in the generation? We investigate this phenomenon through the lens of probability concentration in the model's output distribution. To quantify this concentration, we introduce the *Branching Factor* (BF) -- a token-invariant measure of the effective number of plausible next steps during generation. Our empirical analysis reveals two key findings: (1) BF often decreases as generation progresses, suggesting that LLMs become more predictable as they generate. (2) alignment tuning substantially sharpens the model's output distribution from the outset, reducing BF by a factor of 2-5 overall, and up to an order of magnitude (e.g., from 12 to 1.2) at the beginning positions. This stark reduction helps explain why aligned models often appear less sensitive to decoding strategies. Building on this insight, we find this consistency has surprising implications for complex reasoning. Aligned Chain-of-Thought (CoT) models (e.g., DeepSeek-distilled models), for instance, leverage this effect; by generating longer reasoning chains, they push generation into later, more deterministic (lower BF) stages, resulting in more stable outputs. We hypothesize that alignment tuning does not fundamentally change a model's behavior, but instead steers it toward stylistic tokens (e.g., "Sure") that unlock low-entropy trajectories already present in the base model. This view is supported by nudging experiments, which show prompting base models with such tokens can similarly reduce BF. Together, our findings establish BF as a powerful diagnostic for understanding and controlling LLM outputs - clarifying how alignment reduces variability, how CoT promotes stable generations, and how base models can be steered away from diversity.
format Preprint
id arxiv_https___arxiv_org_abs_2506_17871
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle LLM Probability Concentration: How Alignment Shrinks the Generative Horizon
Yang, Chenghao
Li, Sida
Holtzman, Ari
Computation and Language
Artificial Intelligence
Machine Learning
Despite their impressive capabilities, aligned large language models (LLMs) often generate outputs that lack diversity. What drives this consistency in the generation? We investigate this phenomenon through the lens of probability concentration in the model's output distribution. To quantify this concentration, we introduce the *Branching Factor* (BF) -- a token-invariant measure of the effective number of plausible next steps during generation. Our empirical analysis reveals two key findings: (1) BF often decreases as generation progresses, suggesting that LLMs become more predictable as they generate. (2) alignment tuning substantially sharpens the model's output distribution from the outset, reducing BF by a factor of 2-5 overall, and up to an order of magnitude (e.g., from 12 to 1.2) at the beginning positions. This stark reduction helps explain why aligned models often appear less sensitive to decoding strategies. Building on this insight, we find this consistency has surprising implications for complex reasoning. Aligned Chain-of-Thought (CoT) models (e.g., DeepSeek-distilled models), for instance, leverage this effect; by generating longer reasoning chains, they push generation into later, more deterministic (lower BF) stages, resulting in more stable outputs. We hypothesize that alignment tuning does not fundamentally change a model's behavior, but instead steers it toward stylistic tokens (e.g., "Sure") that unlock low-entropy trajectories already present in the base model. This view is supported by nudging experiments, which show prompting base models with such tokens can similarly reduce BF. Together, our findings establish BF as a powerful diagnostic for understanding and controlling LLM outputs - clarifying how alignment reduces variability, how CoT promotes stable generations, and how base models can be steered away from diversity.
title LLM Probability Concentration: How Alignment Shrinks the Generative Horizon
topic Computation and Language
Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2506.17871