Artificial Symmetry Breaking by Self-Interaction Error

Fuente: arXiv
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Autori principali: Hou, Lin, Woods, Cody, Wang, Yanyong, Bazantes, Jorge Vega, Zhang, Ruiqi, Zhang, Shimin, Caro, Erik Alfredo Perez, Ping, Yuan, Lebeda, Timo, Sun, Jianwei
Natura: Preprint
Pubblicazione: 2025
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author Hou, Lin
Woods, Cody
Wang, Yanyong
Bazantes, Jorge Vega
Zhang, Ruiqi
Zhang, Shimin
Caro, Erik Alfredo Perez
Ping, Yuan
Lebeda, Timo
Sun, Jianwei
author_facet Hou, Lin
Woods, Cody
Wang, Yanyong
Bazantes, Jorge Vega
Zhang, Ruiqi
Zhang, Shimin
Caro, Erik Alfredo Perez
Ping, Yuan
Lebeda, Timo
Sun, Jianwei
contents Symmetry is a cornerstone of quantum mechanics and materials theory, underpinning the classification of electronic states and the emergence of complex phenomena such as magnetism and superconductivity. While symmetry breaking in density functional theory can reveal strong electron correlation, it may also arise spuriously from self-interaction error (SIE), an intrinsic flaw in many approximate exchange-correlation functionals. In this work, we present clear evidence that SIE alone can induce artificial symmetry breaking, even in the absence of strong correlation. Using a family of one-electron, multi-nuclear-center systems \( \mathrm{H}^+_{n \times \frac{+2}{n}}(R) \), we show that typical semilocal density functionals exhibit symmetry-breaking localization as system size increases, deviating from the exact, symmetry-preserving Hartree-Fock solution. We further demonstrate that this localization error contrasts with the well-known delocalization error of semilocal density functionals and design a semilocal density functional that avoids the artifact. Finally, we illustrate the real-world relevance of this effect in the \ch{Ti_{Zn}v_O} defect in ZnO, where a semilocal density functional breaks the $C_{3v}$ symmetry while a hybrid density functional preserves it. These findings highlight the need for improved functional design to prevent spurious symmetry breaking in both model and real materials.
format Preprint
id arxiv_https___arxiv_org_abs_2506_20662
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Artificial Symmetry Breaking by Self-Interaction Error
Hou, Lin
Woods, Cody
Wang, Yanyong
Bazantes, Jorge Vega
Zhang, Ruiqi
Zhang, Shimin
Caro, Erik Alfredo Perez
Ping, Yuan
Lebeda, Timo
Sun, Jianwei
Materials Science
Symmetry is a cornerstone of quantum mechanics and materials theory, underpinning the classification of electronic states and the emergence of complex phenomena such as magnetism and superconductivity. While symmetry breaking in density functional theory can reveal strong electron correlation, it may also arise spuriously from self-interaction error (SIE), an intrinsic flaw in many approximate exchange-correlation functionals. In this work, we present clear evidence that SIE alone can induce artificial symmetry breaking, even in the absence of strong correlation. Using a family of one-electron, multi-nuclear-center systems \( \mathrm{H}^+_{n \times \frac{+2}{n}}(R) \), we show that typical semilocal density functionals exhibit symmetry-breaking localization as system size increases, deviating from the exact, symmetry-preserving Hartree-Fock solution. We further demonstrate that this localization error contrasts with the well-known delocalization error of semilocal density functionals and design a semilocal density functional that avoids the artifact. Finally, we illustrate the real-world relevance of this effect in the \ch{Ti_{Zn}v_O} defect in ZnO, where a semilocal density functional breaks the $C_{3v}$ symmetry while a hybrid density functional preserves it. These findings highlight the need for improved functional design to prevent spurious symmetry breaking in both model and real materials.
title Artificial Symmetry Breaking by Self-Interaction Error
topic Materials Science
url https://arxiv.org/abs/2506.20662