Deep neural networks can provably solve Bellman equations for Markov decision processes without the curse of dimensionality

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Hauptverfasser: Jentzen, Arnulf, Kleinberg, Konrad, Kruse, Thomas
Format: Preprint
Veröffentlicht: 2025
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author Jentzen, Arnulf
Kleinberg, Konrad
Kruse, Thomas
author_facet Jentzen, Arnulf
Kleinberg, Konrad
Kruse, Thomas
contents Discrete time stochastic optimal control problems and Markov decision processes (MDPs) are fundamental models for sequential decision-making under uncertainty and as such provide the mathematical framework underlying reinforcement learning theory. A central tool for solving MDPs is the Bellman equation and its solution, the so-called $Q$-function. In this article, we construct deep neural network (DNN) approximations for $Q$-functions associated to MDPs with infinite time horizon and finite control set $A$. More specifically, we show that if the the payoff function and the random transition dynamics of the MDP can be suitably approximated by DNNs with leaky rectified linear unit (ReLU) activation, then the solutions $Q_d\colon \mathbb R^d\to \mathbb R^{|A|}$, $d\in \mathbb{N}$, of the associated Bellman equations can also be approximated in the $L^2$-sense by DNNs with leaky ReLU activation whose numbers of parameters grow at most polynomially in both the dimension $d\in \mathbb{N}$ of the state space and the reciprocal $1/\varepsilon$ of the prescribed error $\varepsilon\in (0,1)$. Our proof relies on the recently introduced full-history recursive multilevel fixed-point (MLFP) approximation scheme.
format Preprint
id arxiv_https___arxiv_org_abs_2506_22851
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Deep neural networks can provably solve Bellman equations for Markov decision processes without the curse of dimensionality
Jentzen, Arnulf
Kleinberg, Konrad
Kruse, Thomas
Optimization and Control
Machine Learning
Numerical Analysis
Probability
90C40, 90C39, 60J05, 93E20, 65C05, 68T07
Discrete time stochastic optimal control problems and Markov decision processes (MDPs) are fundamental models for sequential decision-making under uncertainty and as such provide the mathematical framework underlying reinforcement learning theory. A central tool for solving MDPs is the Bellman equation and its solution, the so-called $Q$-function. In this article, we construct deep neural network (DNN) approximations for $Q$-functions associated to MDPs with infinite time horizon and finite control set $A$. More specifically, we show that if the the payoff function and the random transition dynamics of the MDP can be suitably approximated by DNNs with leaky rectified linear unit (ReLU) activation, then the solutions $Q_d\colon \mathbb R^d\to \mathbb R^{|A|}$, $d\in \mathbb{N}$, of the associated Bellman equations can also be approximated in the $L^2$-sense by DNNs with leaky ReLU activation whose numbers of parameters grow at most polynomially in both the dimension $d\in \mathbb{N}$ of the state space and the reciprocal $1/\varepsilon$ of the prescribed error $\varepsilon\in (0,1)$. Our proof relies on the recently introduced full-history recursive multilevel fixed-point (MLFP) approximation scheme.
title Deep neural networks can provably solve Bellman equations for Markov decision processes without the curse of dimensionality
topic Optimization and Control
Machine Learning
Numerical Analysis
Probability
90C40, 90C39, 60J05, 93E20, 65C05, 68T07
url https://arxiv.org/abs/2506.22851