Instanton Theory for Nonadiabatic Tunneling through Near-Barrier Crossings

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Hauptverfasser: Ye, Ziyan, Heller, Eric R., Zhang, Dong H., Richardson, Jeremy O., Fang, Wei
Format: Preprint
Veröffentlicht: 2025
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author Ye, Ziyan
Heller, Eric R.
Zhang, Dong H.
Richardson, Jeremy O.
Fang, Wei
author_facet Ye, Ziyan
Heller, Eric R.
Zhang, Dong H.
Richardson, Jeremy O.
Fang, Wei
contents Many reactions in chemistry and biology involve multiple electronic states, rendering them nonadiabatic in nature. These reactions can be formally described using Fermi's golden rule (FGR) in the weak-coupling limit. Nonadiabatic instanton theory presents a semiclassical approximation to FGR, which is directly applicable to molecular systems. However, there are cases where the theory has not yet been formulated. For instance, in many real-world reactions including spin-crossover or proton-coupled electron transfer, the crossing occurs near a barrier on a diabatic state. This scenario gives rise to competing nonadiabatic reaction pathways, some of which involve tunneling through a diabatic barrier while simultaneously switching electronic states. To date, no rate theory is available for describing tunneling via these unconventional pathways. Here we extend instanton theory to model this class of processes, which we term the ``non-convex'' regime. Benchmark tests on model systems show that the rates predicted by instanton theory are in excellent agreement with quantum-mechanical FGR calculations. Furthermore, the method offers new insights into multi-step tunneling reactions and the competition between sequential and concerted nonadiabatic tunneling pathways.
format Preprint
id arxiv_https___arxiv_org_abs_2507_01151
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Instanton Theory for Nonadiabatic Tunneling through Near-Barrier Crossings
Ye, Ziyan
Heller, Eric R.
Zhang, Dong H.
Richardson, Jeremy O.
Fang, Wei
Chemical Physics
Many reactions in chemistry and biology involve multiple electronic states, rendering them nonadiabatic in nature. These reactions can be formally described using Fermi's golden rule (FGR) in the weak-coupling limit. Nonadiabatic instanton theory presents a semiclassical approximation to FGR, which is directly applicable to molecular systems. However, there are cases where the theory has not yet been formulated. For instance, in many real-world reactions including spin-crossover or proton-coupled electron transfer, the crossing occurs near a barrier on a diabatic state. This scenario gives rise to competing nonadiabatic reaction pathways, some of which involve tunneling through a diabatic barrier while simultaneously switching electronic states. To date, no rate theory is available for describing tunneling via these unconventional pathways. Here we extend instanton theory to model this class of processes, which we term the ``non-convex'' regime. Benchmark tests on model systems show that the rates predicted by instanton theory are in excellent agreement with quantum-mechanical FGR calculations. Furthermore, the method offers new insights into multi-step tunneling reactions and the competition between sequential and concerted nonadiabatic tunneling pathways.
title Instanton Theory for Nonadiabatic Tunneling through Near-Barrier Crossings
topic Chemical Physics
url https://arxiv.org/abs/2507.01151