Counterfactual Explanation of Shapley Value in Data Coalitions

Fuente: arXiv
Guardado en:
Detalles Bibliográficos
Autores principales: Si, Michelle, Pei, Jian
Formato: Preprint
Publicado: 2025
Materias:
Acceso en línea:
Etiquetas: Agregar Etiqueta
Sin Etiquetas, Sea el primero en etiquetar este registro!
_version_ 1866916821093842944
author Si, Michelle
Pei, Jian
author_facet Si, Michelle
Pei, Jian
contents The Shapley value is widely used for data valuation in data markets. However, explaining the Shapley value of an owner in a data coalition is an unexplored and challenging task. To tackle this, we formulate the problem of finding the counterfactual explanation of Shapley value in data coalitions. Essentially, given two data owners $A$ and $B$ such that $A$ has a higher Shapley value than $B$, a counterfactual explanation is a smallest subset of data entries in $A$ such that transferring the subset from $A$ to $B$ makes the Shapley value of $A$ less than that of $B$. We show that counterfactual explanations always exist, but finding an exact counterfactual explanation is NP-hard. Using Monte Carlo estimation to approximate counterfactual explanations directly according to the definition is still very costly, since we have to estimate the Shapley values of owners $A$ and $B$ after each possible subset shift. We develop a series of heuristic techniques to speed up computation by estimating differential Shapley values, computing the power of singular data entries, and shifting subsets greedily, culminating in the SV-Exp algorithm. Our experimental results on real datasets clearly demonstrate the efficiency of our method and the effectiveness of counterfactuals in interpreting the Shapley value of an owner.
format Preprint
id arxiv_https___arxiv_org_abs_2507_01267
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Counterfactual Explanation of Shapley Value in Data Coalitions
Si, Michelle
Pei, Jian
Computer Science and Game Theory
Databases
The Shapley value is widely used for data valuation in data markets. However, explaining the Shapley value of an owner in a data coalition is an unexplored and challenging task. To tackle this, we formulate the problem of finding the counterfactual explanation of Shapley value in data coalitions. Essentially, given two data owners $A$ and $B$ such that $A$ has a higher Shapley value than $B$, a counterfactual explanation is a smallest subset of data entries in $A$ such that transferring the subset from $A$ to $B$ makes the Shapley value of $A$ less than that of $B$. We show that counterfactual explanations always exist, but finding an exact counterfactual explanation is NP-hard. Using Monte Carlo estimation to approximate counterfactual explanations directly according to the definition is still very costly, since we have to estimate the Shapley values of owners $A$ and $B$ after each possible subset shift. We develop a series of heuristic techniques to speed up computation by estimating differential Shapley values, computing the power of singular data entries, and shifting subsets greedily, culminating in the SV-Exp algorithm. Our experimental results on real datasets clearly demonstrate the efficiency of our method and the effectiveness of counterfactuals in interpreting the Shapley value of an owner.
title Counterfactual Explanation of Shapley Value in Data Coalitions
topic Computer Science and Game Theory
Databases
url https://arxiv.org/abs/2507.01267