Automatic Rank Determination for Low-Rank Adaptation via Submodular Function Maximization
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| Format: | Preprint |
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2025
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| author | Gao, Yihang Tan, Vincent Y. F. |
| author_facet | Gao, Yihang Tan, Vincent Y. F. |
| contents | In this paper, we propose SubLoRA, a rank determination method for Low-Rank Adaptation (LoRA) based on submodular function maximization. In contrast to prior approaches, such as AdaLoRA, that rely on first-order (linearized) approximations of the loss function, SubLoRA utilizes second-order information to capture the potentially complex loss landscape by incorporating the Hessian matrix. We show that the linearization becomes inaccurate and ill-conditioned when the LoRA parameters have been well optimized, motivating the need for a more reliable and nuanced second-order formulation. To this end, we reformulate the rank determination problem as a combinatorial optimization problem with a quadratic objective. However, solving this problem exactly is NP-hard in general. To overcome the computational challenge, we introduce a submodular function maximization framework and devise a greedy algorithm with approximation guarantees. We derive a sufficient and necessary condition under which the rank-determination objective becomes submodular, and construct a closed-form projection of the Hessian matrix that satisfies this condition while maintaining computational efficiency. Our method combines solid theoretical foundations, second-order accuracy, and practical computational efficiency. We further extend SubLoRA to a joint optimization setting, alternating between LoRA parameter updates and rank determination under a rank budget constraint. Extensive experiments on fine-tuning physics-informed neural networks (PINNs) for solving partial differential equations (PDEs) demonstrate the effectiveness of our approach. Results show that SubLoRA outperforms existing methods in both rank determination and joint training performance. |
| format | Preprint |
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arxiv_https___arxiv_org_abs_2507_01841 |
| institution | arXiv |
| publishDate | 2025 |
| record_format | arxiv |
| spellingShingle | Automatic Rank Determination for Low-Rank Adaptation via Submodular Function Maximization Gao, Yihang Tan, Vincent Y. F. Machine Learning Information Theory Signal Processing Optimization and Control In this paper, we propose SubLoRA, a rank determination method for Low-Rank Adaptation (LoRA) based on submodular function maximization. In contrast to prior approaches, such as AdaLoRA, that rely on first-order (linearized) approximations of the loss function, SubLoRA utilizes second-order information to capture the potentially complex loss landscape by incorporating the Hessian matrix. We show that the linearization becomes inaccurate and ill-conditioned when the LoRA parameters have been well optimized, motivating the need for a more reliable and nuanced second-order formulation. To this end, we reformulate the rank determination problem as a combinatorial optimization problem with a quadratic objective. However, solving this problem exactly is NP-hard in general. To overcome the computational challenge, we introduce a submodular function maximization framework and devise a greedy algorithm with approximation guarantees. We derive a sufficient and necessary condition under which the rank-determination objective becomes submodular, and construct a closed-form projection of the Hessian matrix that satisfies this condition while maintaining computational efficiency. Our method combines solid theoretical foundations, second-order accuracy, and practical computational efficiency. We further extend SubLoRA to a joint optimization setting, alternating between LoRA parameter updates and rank determination under a rank budget constraint. Extensive experiments on fine-tuning physics-informed neural networks (PINNs) for solving partial differential equations (PDEs) demonstrate the effectiveness of our approach. Results show that SubLoRA outperforms existing methods in both rank determination and joint training performance. |
| title | Automatic Rank Determination for Low-Rank Adaptation via Submodular Function Maximization |
| topic | Machine Learning Information Theory Signal Processing Optimization and Control |
| url | https://arxiv.org/abs/2507.01841 |