Approaches for modelling the term-structure of default risk under IFRS 9: A tutorial using discrete-time survival analysis

Fuente: arXiv
Gespeichert in:
Bibliographische Detailangaben
Hauptverfasser: Botha, Arno, Verster, Tanja
Format: Preprint
Veröffentlicht: 2025
Schlagworte:
Online-Zugang:
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
_version_ 1866908710465437696
author Botha, Arno
Verster, Tanja
author_facet Botha, Arno
Verster, Tanja
contents Under the International Financial Reporting Standards (IFRS) 9, credit losses ought to be recognised timeously and accurately. This requirement belies a certain degree of dynamicity when estimating the constituent parts of a credit loss event, most notably the probability of default (PD). It is notoriously difficult to produce such PD-estimates at every point of loan life that are adequately dynamic and accurate, especially when considering the ever-changing macroeconomic background. In rendering these lifetime PD-estimates, the choice of modelling technique plays an important role, which is why we first review a few classes of techniques, including the merits and limitations of each. Our main contribution however is the development of an in-depth and data-driven tutorial using a particular class of techniques called discrete-time survival analysis. This tutorial is accompanied by a diverse set of reusable diagnostic measures for evaluating various aspects of a survival model and the underlying data. A comprehensive R-based codebase is further contributed. We believe that our work can help cultivate common modelling practices under IFRS 9, and should be valuable to practitioners, model validators, and regulators alike.
format Preprint
id arxiv_https___arxiv_org_abs_2507_15441
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Approaches for modelling the term-structure of default risk under IFRS 9: A tutorial using discrete-time survival analysis
Botha, Arno
Verster, Tanja
Risk Management
Applications
Under the International Financial Reporting Standards (IFRS) 9, credit losses ought to be recognised timeously and accurately. This requirement belies a certain degree of dynamicity when estimating the constituent parts of a credit loss event, most notably the probability of default (PD). It is notoriously difficult to produce such PD-estimates at every point of loan life that are adequately dynamic and accurate, especially when considering the ever-changing macroeconomic background. In rendering these lifetime PD-estimates, the choice of modelling technique plays an important role, which is why we first review a few classes of techniques, including the merits and limitations of each. Our main contribution however is the development of an in-depth and data-driven tutorial using a particular class of techniques called discrete-time survival analysis. This tutorial is accompanied by a diverse set of reusable diagnostic measures for evaluating various aspects of a survival model and the underlying data. A comprehensive R-based codebase is further contributed. We believe that our work can help cultivate common modelling practices under IFRS 9, and should be valuable to practitioners, model validators, and regulators alike.
title Approaches for modelling the term-structure of default risk under IFRS 9: A tutorial using discrete-time survival analysis
topic Risk Management
Applications
url https://arxiv.org/abs/2507.15441