Penalized Empirical Likelihood for Doubly Robust Causal Inference under Contamination in High Dimensions

Fuente: arXiv
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Autores principales: Lee, Byeonghee, Kang, Sangwook, Park, Ju-Hyun, Jeon, Saebom, Kang, Joonsung
Formato: Preprint
Publicado: 2025
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author Lee, Byeonghee
Kang, Sangwook
Park, Ju-Hyun
Jeon, Saebom
Kang, Joonsung
author_facet Lee, Byeonghee
Kang, Sangwook
Park, Ju-Hyun
Jeon, Saebom
Kang, Joonsung
contents We propose a doubly robust estimator for the average treatment effect in high dimensional low sample size observational studies, where contamination and model misspecification pose serious inferential challenges. The estimator combines bounded influence estimating equations for outcome modeling with covariate balancing propensity scores for treatment assignment, embedded within a penalized empirical likelihood framework using nonconvex regularization. It satisfies the oracle property by jointly achieving consistency under partial model correct ness, selection consistency, robustness to contamination, and asymptotic normality. For uncertainty quantification, we derive a finite sample confidence interval using cumulant generating functions and influence function corrections, avoiding reliance on asymptotic approximations. Simulation studies and applications to gene expression datasets (Golub and Khan) demonstrate superior performance in bias, error metrics, and interval calibration, highlighting the method robustness and inferential validity in HDLSS regimes. One notable aspect is that even in the absence of contamination, the proposed estimator and its confidence interval remain efficient compared to those of competing models.
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id arxiv_https___arxiv_org_abs_2507_17439
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Penalized Empirical Likelihood for Doubly Robust Causal Inference under Contamination in High Dimensions
Lee, Byeonghee
Kang, Sangwook
Park, Ju-Hyun
Jeon, Saebom
Kang, Joonsung
Methodology
Machine Learning
We propose a doubly robust estimator for the average treatment effect in high dimensional low sample size observational studies, where contamination and model misspecification pose serious inferential challenges. The estimator combines bounded influence estimating equations for outcome modeling with covariate balancing propensity scores for treatment assignment, embedded within a penalized empirical likelihood framework using nonconvex regularization. It satisfies the oracle property by jointly achieving consistency under partial model correct ness, selection consistency, robustness to contamination, and asymptotic normality. For uncertainty quantification, we derive a finite sample confidence interval using cumulant generating functions and influence function corrections, avoiding reliance on asymptotic approximations. Simulation studies and applications to gene expression datasets (Golub and Khan) demonstrate superior performance in bias, error metrics, and interval calibration, highlighting the method robustness and inferential validity in HDLSS regimes. One notable aspect is that even in the absence of contamination, the proposed estimator and its confidence interval remain efficient compared to those of competing models.
title Penalized Empirical Likelihood for Doubly Robust Causal Inference under Contamination in High Dimensions
topic Methodology
Machine Learning
url https://arxiv.org/abs/2507.17439