Justifications for Democratizing AI Alignment and Their Prospects

Fuente: arXiv
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Autores principales: Steingrüber, André, Baum, Kevin
Formato: Preprint
Publicado: 2025
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author Steingrüber, André
Baum, Kevin
author_facet Steingrüber, André
Baum, Kevin
contents The AI alignment problem comprises both technical and normative dimensions. While technical solutions focus on implementing normative constraints in AI systems, the normative problem concerns determining what these constraints should be. This paper examines justifications for democratic approaches to the normative problem -- where affected stakeholders determine AI alignment -- as opposed to epistocratic approaches that defer to normative experts. We analyze both instrumental justifications (democratic approaches produce better outcomes) and non-instrumental justifications (democratic approaches prevent illegitimate authority or coercion). We argue that normative and metanormative uncertainty create a justificatory gap that democratic approaches aim to fill through political rather than theoretical justification. However, we identify significant challenges for democratic approaches, particularly regarding the prevention of illegitimate coercion through AI alignment. Our analysis suggests that neither purely epistocratic nor purely democratic approaches may be sufficient on their own, pointing toward hybrid frameworks that combine expert judgment with participatory input alongside institutional safeguards against AI monopolization.
format Preprint
id arxiv_https___arxiv_org_abs_2507_19548
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Justifications for Democratizing AI Alignment and Their Prospects
Steingrüber, André
Baum, Kevin
Computers and Society
Artificial Intelligence
The AI alignment problem comprises both technical and normative dimensions. While technical solutions focus on implementing normative constraints in AI systems, the normative problem concerns determining what these constraints should be. This paper examines justifications for democratic approaches to the normative problem -- where affected stakeholders determine AI alignment -- as opposed to epistocratic approaches that defer to normative experts. We analyze both instrumental justifications (democratic approaches produce better outcomes) and non-instrumental justifications (democratic approaches prevent illegitimate authority or coercion). We argue that normative and metanormative uncertainty create a justificatory gap that democratic approaches aim to fill through political rather than theoretical justification. However, we identify significant challenges for democratic approaches, particularly regarding the prevention of illegitimate coercion through AI alignment. Our analysis suggests that neither purely epistocratic nor purely democratic approaches may be sufficient on their own, pointing toward hybrid frameworks that combine expert judgment with participatory input alongside institutional safeguards against AI monopolization.
title Justifications for Democratizing AI Alignment and Their Prospects
topic Computers and Society
Artificial Intelligence
url https://arxiv.org/abs/2507.19548