Fundamental diagram constrained dynamic optimal transport via proximal splitting methods

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Hauptverfasser: Dong, Anqi, Johansson, Karl Henrik, Karlsson, Johan
Format: Preprint
Veröffentlicht: 2025
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_version_ 1866908469470167040
author Dong, Anqi
Johansson, Karl Henrik
Karlsson, Johan
author_facet Dong, Anqi
Johansson, Karl Henrik
Karlsson, Johan
contents Optimal transport has recently been brought forward as a tool for modeling and efficiently solving a variety of flow problems, such as origin-destination problems and multi-commodity flow problems. Although the framework has shown to be effective for many large scale flow problems, the formulations typically lack dynamic properties used in common traffic models, such as the Lighthill-Whitham-Richards model. In this work, we propose an optimal transport framework that includes dynamic constraints specified by the fundamental diagram for modeling macroscopic traffic flow. The problem is cast as a convex variant of dynamic optimal transport, with additional nonlinear temporal-spatial inequality constraints of momentum, modeled after the fundamental diagram from traffic theory. This constraint imposes a density-dependent upper bound on the admissible flux, capturing flow saturation and congestion effects, and thus leaves space for kinetic optimization. The formulation follows the Benamou-Brenier transportation rationale, whereby kinetic energy over density and momentum fields is optimized subject to the mass conservation law. We develop proximal splitting methods, namely the Douglas-Rachford and Chambolle-Pock algorithms, which exploit the separable structure of the constraint set and require only simple proximal operations, and can accommodate additional (time-varying) spatial restrictions or obstacles. Numerical experiments illustrate the impact of the constraint on transport behavior, including congestion-aware spreading, rerouting, and convergence. The framework establishes a connection between optimal transport and macroscopic traffic flow theory and provides a scalable, variational tool for modeling congestion-constricted (or saturation-aware) Wasserstein gradient flow.
format Preprint
id arxiv_https___arxiv_org_abs_2507_20717
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Fundamental diagram constrained dynamic optimal transport via proximal splitting methods
Dong, Anqi
Johansson, Karl Henrik
Karlsson, Johan
Optimization and Control
Systems and Control
76A30, 90B20, 35Q93, 37N40, 49M41, 90C25
Optimal transport has recently been brought forward as a tool for modeling and efficiently solving a variety of flow problems, such as origin-destination problems and multi-commodity flow problems. Although the framework has shown to be effective for many large scale flow problems, the formulations typically lack dynamic properties used in common traffic models, such as the Lighthill-Whitham-Richards model. In this work, we propose an optimal transport framework that includes dynamic constraints specified by the fundamental diagram for modeling macroscopic traffic flow. The problem is cast as a convex variant of dynamic optimal transport, with additional nonlinear temporal-spatial inequality constraints of momentum, modeled after the fundamental diagram from traffic theory. This constraint imposes a density-dependent upper bound on the admissible flux, capturing flow saturation and congestion effects, and thus leaves space for kinetic optimization. The formulation follows the Benamou-Brenier transportation rationale, whereby kinetic energy over density and momentum fields is optimized subject to the mass conservation law. We develop proximal splitting methods, namely the Douglas-Rachford and Chambolle-Pock algorithms, which exploit the separable structure of the constraint set and require only simple proximal operations, and can accommodate additional (time-varying) spatial restrictions or obstacles. Numerical experiments illustrate the impact of the constraint on transport behavior, including congestion-aware spreading, rerouting, and convergence. The framework establishes a connection between optimal transport and macroscopic traffic flow theory and provides a scalable, variational tool for modeling congestion-constricted (or saturation-aware) Wasserstein gradient flow.
title Fundamental diagram constrained dynamic optimal transport via proximal splitting methods
topic Optimization and Control
Systems and Control
76A30, 90B20, 35Q93, 37N40, 49M41, 90C25
url https://arxiv.org/abs/2507.20717