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Main Authors: Chen, Xin, Chen, Shuaijun, Tavallaie, Omid, Tran, Nguyen, Xiang, Shuhuang, Zomaya, Albert
Format: Preprint
Published: 2025
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Online Access:https://arxiv.org/abs/2508.01348
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author Chen, Xin
Chen, Shuaijun
Tavallaie, Omid
Tran, Nguyen
Xiang, Shuhuang
Zomaya, Albert
author_facet Chen, Xin
Chen, Shuaijun
Tavallaie, Omid
Tran, Nguyen
Xiang, Shuhuang
Zomaya, Albert
contents Federated Learning (FL) enables collaborative model training across decentralized data sources while preserving data privacy. However, the growing size of Machine Learning (ML) models poses communication and computation challenges in FL. Low-Rank Adaptation (LoRA) has recently been introduced into FL as an efficient fine-tuning method, reducing communication overhead by updating only a small number of trainable parameters. Despite its effectiveness, how to aggregate LoRA-updated local models on the server remains a critical and understudied problem. In this paper, we provide a unified convergence analysis for LoRA-based FL. We first categories the current aggregation method into two major type: Sum-Product (SP) and Product-Sum (PS). Then we formally define the Aggregation-Broadcast Operator (ABO) and derive both weak and strong convergence condition under mild assumptions. Furthermore, we present both weak and strong convergence condition that guarantee convergence of the local model and the global model respectively. These theoretical analyze offer a principled understanding of various aggregation strategies. Notably, we prove that the SP and PS aggregation methods satisfy the weak and strong convergence condition respectively, but differ in their ability to achieve the optimal convergence rate. Extensive experiments on standard benchmarks validate our theoretical findings.
format Preprint
id arxiv_https___arxiv_org_abs_2508_01348
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Convergence Analysis of Aggregation-Broadcast in LoRA-enabled Distributed Fine-Tuning
Chen, Xin
Chen, Shuaijun
Tavallaie, Omid
Tran, Nguyen
Xiang, Shuhuang
Zomaya, Albert
Machine Learning
Artificial Intelligence
Federated Learning (FL) enables collaborative model training across decentralized data sources while preserving data privacy. However, the growing size of Machine Learning (ML) models poses communication and computation challenges in FL. Low-Rank Adaptation (LoRA) has recently been introduced into FL as an efficient fine-tuning method, reducing communication overhead by updating only a small number of trainable parameters. Despite its effectiveness, how to aggregate LoRA-updated local models on the server remains a critical and understudied problem. In this paper, we provide a unified convergence analysis for LoRA-based FL. We first categories the current aggregation method into two major type: Sum-Product (SP) and Product-Sum (PS). Then we formally define the Aggregation-Broadcast Operator (ABO) and derive both weak and strong convergence condition under mild assumptions. Furthermore, we present both weak and strong convergence condition that guarantee convergence of the local model and the global model respectively. These theoretical analyze offer a principled understanding of various aggregation strategies. Notably, we prove that the SP and PS aggregation methods satisfy the weak and strong convergence condition respectively, but differ in their ability to achieve the optimal convergence rate. Extensive experiments on standard benchmarks validate our theoretical findings.
title Convergence Analysis of Aggregation-Broadcast in LoRA-enabled Distributed Fine-Tuning
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2508.01348