Gradient Surgery for Safe LLM Fine-Tuning

Fuente: arXiv
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Autori principali: Yi, Biao, Li, Jiahao, Zhang, Baolei, Nie, Lihai, Li, Tong, Huang, Tiansheng, Liu, Zheli
Natura: Preprint
Pubblicazione: 2025
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author Yi, Biao
Li, Jiahao
Zhang, Baolei
Nie, Lihai
Li, Tong
Huang, Tiansheng
Liu, Zheli
author_facet Yi, Biao
Li, Jiahao
Zhang, Baolei
Nie, Lihai
Li, Tong
Huang, Tiansheng
Liu, Zheli
contents Fine-tuning-as-a-Service introduces a critical vulnerability where a few malicious examples mixed into the user's fine-tuning dataset can compromise the safety alignment of Large Language Models (LLMs). While a recognized paradigm frames safe fine-tuning as a multi-objective optimization problem balancing user task performance with safety alignment, we find existing solutions are critically sensitive to the harmful ratio, with defenses degrading sharply as harmful ratio increases. We diagnose that this failure stems from conflicting gradients, where the user-task update directly undermines the safety objective. To resolve this, we propose SafeGrad, a novel method that employs gradient surgery. When a conflict is detected, SafeGrad nullifies the harmful component of the user-task gradient by projecting it onto the orthogonal plane of the alignment gradient, allowing the model to learn the user's task without sacrificing safety. To further enhance robustness and data efficiency, we employ a KL-divergence alignment loss that learns the rich, distributional safety profile of the well-aligned foundation model. Extensive experiments show that SafeGrad provides state-of-the-art defense across various LLMs and datasets, maintaining robust safety even at high harmful ratios without compromising task fidelity.
format Preprint
id arxiv_https___arxiv_org_abs_2508_07172
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Gradient Surgery for Safe LLM Fine-Tuning
Yi, Biao
Li, Jiahao
Zhang, Baolei
Nie, Lihai
Li, Tong
Huang, Tiansheng
Liu, Zheli
Computation and Language
Fine-tuning-as-a-Service introduces a critical vulnerability where a few malicious examples mixed into the user's fine-tuning dataset can compromise the safety alignment of Large Language Models (LLMs). While a recognized paradigm frames safe fine-tuning as a multi-objective optimization problem balancing user task performance with safety alignment, we find existing solutions are critically sensitive to the harmful ratio, with defenses degrading sharply as harmful ratio increases. We diagnose that this failure stems from conflicting gradients, where the user-task update directly undermines the safety objective. To resolve this, we propose SafeGrad, a novel method that employs gradient surgery. When a conflict is detected, SafeGrad nullifies the harmful component of the user-task gradient by projecting it onto the orthogonal plane of the alignment gradient, allowing the model to learn the user's task without sacrificing safety. To further enhance robustness and data efficiency, we employ a KL-divergence alignment loss that learns the rich, distributional safety profile of the well-aligned foundation model. Extensive experiments show that SafeGrad provides state-of-the-art defense across various LLMs and datasets, maintaining robust safety even at high harmful ratios without compromising task fidelity.
title Gradient Surgery for Safe LLM Fine-Tuning
topic Computation and Language
url https://arxiv.org/abs/2508.07172