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Hauptverfasser: Cao, Liyuan, Hu, Wei, Wang, Jinxin
Format: Preprint
Veröffentlicht: 2025
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Online-Zugang:https://arxiv.org/abs/2508.16561
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author Cao, Liyuan
Hu, Wei
Wang, Jinxin
author_facet Cao, Liyuan
Hu, Wei
Wang, Jinxin
contents Simplex-type methods, such as the well-known Nelder-Mead algorithm, are widely used in derivative-free optimization (DFO), particularly in practice. Despite their popularity, the theoretical understanding of their convergence properties has been limited, and until very recently essentially no worst-case complexity bounds were available. Recently, Cao et al. provided a sharp error bound for linear interpolation and extrapolation and derived a worst-case complexity result for a basic simplex-type method. Motivated by this, we propose a practical and provable algorithm -- the regular simplicial search method (RSSM), that incorporates reflection and shrinking steps, akin to the original method of Spendley et al. We establish worst-case complexity bounds in nonconvex, convex, and strongly convex cases. These results provide guarantees on convergence rates and lay the groundwork for future complexity analysis of more advanced simplex-type algorithms.
format Preprint
id arxiv_https___arxiv_org_abs_2508_16561
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Complexity Analysis of the Regular Simplicial Search Method with Reflection and Shrinking Steps for Derivative-Free Optimization
Cao, Liyuan
Hu, Wei
Wang, Jinxin
Optimization and Control
Simplex-type methods, such as the well-known Nelder-Mead algorithm, are widely used in derivative-free optimization (DFO), particularly in practice. Despite their popularity, the theoretical understanding of their convergence properties has been limited, and until very recently essentially no worst-case complexity bounds were available. Recently, Cao et al. provided a sharp error bound for linear interpolation and extrapolation and derived a worst-case complexity result for a basic simplex-type method. Motivated by this, we propose a practical and provable algorithm -- the regular simplicial search method (RSSM), that incorporates reflection and shrinking steps, akin to the original method of Spendley et al. We establish worst-case complexity bounds in nonconvex, convex, and strongly convex cases. These results provide guarantees on convergence rates and lay the groundwork for future complexity analysis of more advanced simplex-type algorithms.
title Complexity Analysis of the Regular Simplicial Search Method with Reflection and Shrinking Steps for Derivative-Free Optimization
topic Optimization and Control
url https://arxiv.org/abs/2508.16561