Sizing the Risk: Kelly, VIX, and Hybrid Approaches in Put-Writing on Index Options

Fuente: arXiv
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Auteur principal: Wysocki, Maciej
Format: Preprint
Publié: 2025
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author Wysocki, Maciej
author_facet Wysocki, Maciej
contents This paper examines systematic put-writing strategies applied to S&P 500 Index options, with a focus on position sizing as a key determinant of long-term performance. Despite the well-documented volatility risk premium, where implied volatility exceeds realized volatility, the practical implementation of short-dated volatility-selling strategies remains underdeveloped in the literature. This study evaluates three position sizing approaches: the Kelly criterion, VIX-based volatility regime scaling, and a novel hybrid method combining both. Using SPXW options with expirations from 0 to 5 days, the analysis explores a broad design space, including moneyness levels, volatility estimators, and memory horizons. Results show that ultra-short-dated, far out-of-the-money options deliver superior risk-adjusted returns. The hybrid sizing method consistently balances return generation with robust drawdown control, particularly under low-volatility conditions such as those seen in 2024. The study offers new insights into volatility harvesting, introducing a dynamic sizing framework that adapts to shifting market regimes. It also contributes practical guidance for constructing short-dated option strategies that are robust across market environments. These findings have direct applications for institutional investors seeking to enhance portfolio efficiency through systematic exposure to volatility premia.
format Preprint
id arxiv_https___arxiv_org_abs_2508_16598
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Sizing the Risk: Kelly, VIX, and Hybrid Approaches in Put-Writing on Index Options
Wysocki, Maciej
Portfolio Management
Computational Finance
Pricing of Securities
Trading and Market Microstructure
This paper examines systematic put-writing strategies applied to S&P 500 Index options, with a focus on position sizing as a key determinant of long-term performance. Despite the well-documented volatility risk premium, where implied volatility exceeds realized volatility, the practical implementation of short-dated volatility-selling strategies remains underdeveloped in the literature. This study evaluates three position sizing approaches: the Kelly criterion, VIX-based volatility regime scaling, and a novel hybrid method combining both. Using SPXW options with expirations from 0 to 5 days, the analysis explores a broad design space, including moneyness levels, volatility estimators, and memory horizons. Results show that ultra-short-dated, far out-of-the-money options deliver superior risk-adjusted returns. The hybrid sizing method consistently balances return generation with robust drawdown control, particularly under low-volatility conditions such as those seen in 2024. The study offers new insights into volatility harvesting, introducing a dynamic sizing framework that adapts to shifting market regimes. It also contributes practical guidance for constructing short-dated option strategies that are robust across market environments. These findings have direct applications for institutional investors seeking to enhance portfolio efficiency through systematic exposure to volatility premia.
title Sizing the Risk: Kelly, VIX, and Hybrid Approaches in Put-Writing on Index Options
topic Portfolio Management
Computational Finance
Pricing of Securities
Trading and Market Microstructure
url https://arxiv.org/abs/2508.16598