A Human-In-The-Loop Approach for Improving Fairness in Predictive Business Process Monitoring

Fuente: arXiv
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Main Authors: Käppel, Martin, Neuberger, Julian, Möhrlein, Felix, Weinzierl, Sven, Matzner, Martin, Jablonski, Stefan
Format: Preprint
Published: 2025
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author Käppel, Martin
Neuberger, Julian
Möhrlein, Felix
Weinzierl, Sven
Matzner, Martin
Jablonski, Stefan
author_facet Käppel, Martin
Neuberger, Julian
Möhrlein, Felix
Weinzierl, Sven
Matzner, Martin
Jablonski, Stefan
contents Predictive process monitoring enables organizations to proactively react and intervene in running instances of a business process. Given an incomplete process instance, predictions about the outcome, next activity, or remaining time are created. This is done by powerful machine learning models, which have shown impressive predictive performance. However, the data-driven nature of these models makes them susceptible to finding unfair, biased, or unethical patterns in the data. Such patterns lead to biased predictions based on so-called sensitive attributes, such as the gender or age of process participants. Previous work has identified this problem and offered solutions that mitigate biases by removing sensitive attributes entirely from the process instance. However, sensitive attributes can be used both fairly and unfairly in the same process instance. For example, during a medical process, treatment decisions could be based on gender, while the decision to accept a patient should not be based on gender. This paper proposes a novel, model-agnostic approach for identifying and rectifying biased decisions in predictive business process monitoring models, even when the same sensitive attribute is used both fairly and unfairly. The proposed approach uses a human-in-the-loop approach to differentiate between fair and unfair decisions through simple alterations on a decision tree model distilled from the original prediction model. Our results show that the proposed approach achieves a promising tradeoff between fairness and accuracy in the presence of biased data. All source code and data are publicly available at https://doi.org/10.5281/zenodo.15387576.
format Preprint
id arxiv_https___arxiv_org_abs_2508_17477
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle A Human-In-The-Loop Approach for Improving Fairness in Predictive Business Process Monitoring
Käppel, Martin
Neuberger, Julian
Möhrlein, Felix
Weinzierl, Sven
Matzner, Martin
Jablonski, Stefan
Machine Learning
Computers and Society
68T07, 68T01, 68U35
Predictive process monitoring enables organizations to proactively react and intervene in running instances of a business process. Given an incomplete process instance, predictions about the outcome, next activity, or remaining time are created. This is done by powerful machine learning models, which have shown impressive predictive performance. However, the data-driven nature of these models makes them susceptible to finding unfair, biased, or unethical patterns in the data. Such patterns lead to biased predictions based on so-called sensitive attributes, such as the gender or age of process participants. Previous work has identified this problem and offered solutions that mitigate biases by removing sensitive attributes entirely from the process instance. However, sensitive attributes can be used both fairly and unfairly in the same process instance. For example, during a medical process, treatment decisions could be based on gender, while the decision to accept a patient should not be based on gender. This paper proposes a novel, model-agnostic approach for identifying and rectifying biased decisions in predictive business process monitoring models, even when the same sensitive attribute is used both fairly and unfairly. The proposed approach uses a human-in-the-loop approach to differentiate between fair and unfair decisions through simple alterations on a decision tree model distilled from the original prediction model. Our results show that the proposed approach achieves a promising tradeoff between fairness and accuracy in the presence of biased data. All source code and data are publicly available at https://doi.org/10.5281/zenodo.15387576.
title A Human-In-The-Loop Approach for Improving Fairness in Predictive Business Process Monitoring
topic Machine Learning
Computers and Society
68T07, 68T01, 68U35
url https://arxiv.org/abs/2508.17477