FinReflectKG: Agentic Construction and Evaluation of Financial Knowledge Graphs

Fuente: arXiv
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Main Authors: Arun, Abhinav, Dimino, Fabrizio, Agarwal, Tejas Prakash, Sarmah, Bhaskarjit, Pasquali, Stefano
Format: Preprint
Published: 2025
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author Arun, Abhinav
Dimino, Fabrizio
Agarwal, Tejas Prakash
Sarmah, Bhaskarjit
Pasquali, Stefano
author_facet Arun, Abhinav
Dimino, Fabrizio
Agarwal, Tejas Prakash
Sarmah, Bhaskarjit
Pasquali, Stefano
contents The financial domain poses unique challenges for knowledge graph (KG) construction at scale due to the complexity and regulatory nature of financial documents. Despite the critical importance of structured financial knowledge, the field lacks large-scale, open-source datasets capturing rich semantic relationships from corporate disclosures. We introduce an open-source, large-scale financial knowledge graph dataset built from the latest annual SEC 10-K filings of all S and P 100 companies - a comprehensive resource designed to catalyze research in financial AI. We propose a robust and generalizable knowledge graph (KG) construction framework that integrates intelligent document parsing, table-aware chunking, and schema-guided iterative extraction with a reflection-driven feedback loop. Our system incorporates a comprehensive evaluation pipeline, combining rule-based checks, statistical validation, and LLM-as-a-Judge assessments to holistically measure extraction quality. We support three extraction modes - single-pass, multi-pass, and reflection-agent-based - allowing flexible trade-offs between efficiency, accuracy, and reliability based on user requirements. Empirical evaluations demonstrate that the reflection-agent-based mode consistently achieves the best balance, attaining a 64.8 percent compliance score against all rule-based policies (CheckRules) and outperforming baseline methods (single-pass and multi-pass) across key metrics such as precision, comprehensiveness, and relevance in LLM-guided evaluations.
format Preprint
id arxiv_https___arxiv_org_abs_2508_17906
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle FinReflectKG: Agentic Construction and Evaluation of Financial Knowledge Graphs
Arun, Abhinav
Dimino, Fabrizio
Agarwal, Tejas Prakash
Sarmah, Bhaskarjit
Pasquali, Stefano
Computational Finance
Portfolio Management
The financial domain poses unique challenges for knowledge graph (KG) construction at scale due to the complexity and regulatory nature of financial documents. Despite the critical importance of structured financial knowledge, the field lacks large-scale, open-source datasets capturing rich semantic relationships from corporate disclosures. We introduce an open-source, large-scale financial knowledge graph dataset built from the latest annual SEC 10-K filings of all S and P 100 companies - a comprehensive resource designed to catalyze research in financial AI. We propose a robust and generalizable knowledge graph (KG) construction framework that integrates intelligent document parsing, table-aware chunking, and schema-guided iterative extraction with a reflection-driven feedback loop. Our system incorporates a comprehensive evaluation pipeline, combining rule-based checks, statistical validation, and LLM-as-a-Judge assessments to holistically measure extraction quality. We support three extraction modes - single-pass, multi-pass, and reflection-agent-based - allowing flexible trade-offs between efficiency, accuracy, and reliability based on user requirements. Empirical evaluations demonstrate that the reflection-agent-based mode consistently achieves the best balance, attaining a 64.8 percent compliance score against all rule-based policies (CheckRules) and outperforming baseline methods (single-pass and multi-pass) across key metrics such as precision, comprehensiveness, and relevance in LLM-guided evaluations.
title FinReflectKG: Agentic Construction and Evaluation of Financial Knowledge Graphs
topic Computational Finance
Portfolio Management
url https://arxiv.org/abs/2508.17906