Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignment
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arXiv
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| Format: | Preprint |
| Published: |
2025
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| _version_ | 1866909755698577408 |
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| author | Arnold, Julian Lörch, Niels |
| author_facet | Arnold, Julian Lörch, Niels |
| contents | Fine-tuning LLMs on narrowly harmful datasets can lead to behavior that is broadly misaligned with respect to human values. To understand when and how this emergent misalignment occurs, we develop a comprehensive framework for detecting and characterizing rapid transitions during fine-tuning using both distributional change detection methods as well as order parameters that are formulated in plain English and evaluated by an LLM judge. Using an objective statistical dissimilarity measure, we quantify how the phase transition that occurs during fine-tuning affects multiple aspects of the model. In particular, we assess what percentage of the total distributional change in model outputs is captured by different aspects, such as alignment or verbosity, providing a decomposition of the overall transition. We also find that the actual behavioral transition occurs later in training than indicated by the peak in the gradient norm alone. Our framework enables the automated discovery and quantification of language-based order parameters, which we demonstrate on examples ranging from knowledge questions to politics and ethics. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2508_20015 |
| institution | arXiv |
| publishDate | 2025 |
| record_format | arxiv |
| spellingShingle | Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignment Arnold, Julian Lörch, Niels Machine Learning Artificial Intelligence Fine-tuning LLMs on narrowly harmful datasets can lead to behavior that is broadly misaligned with respect to human values. To understand when and how this emergent misalignment occurs, we develop a comprehensive framework for detecting and characterizing rapid transitions during fine-tuning using both distributional change detection methods as well as order parameters that are formulated in plain English and evaluated by an LLM judge. Using an objective statistical dissimilarity measure, we quantify how the phase transition that occurs during fine-tuning affects multiple aspects of the model. In particular, we assess what percentage of the total distributional change in model outputs is captured by different aspects, such as alignment or verbosity, providing a decomposition of the overall transition. We also find that the actual behavioral transition occurs later in training than indicated by the peak in the gradient norm alone. Our framework enables the automated discovery and quantification of language-based order parameters, which we demonstrate on examples ranging from knowledge questions to politics and ethics. |
| title | Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignment |
| topic | Machine Learning Artificial Intelligence |
| url | https://arxiv.org/abs/2508.20015 |