Convergence of regularized agent-state-based Q-learning in POMDPs

Fuente: arXiv
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Autores principales: Sinha, Amit, Geist, Matthieu, Mahajan, Aditya
Formato: Preprint
Publicado: 2025
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author Sinha, Amit
Geist, Matthieu
Mahajan, Aditya
author_facet Sinha, Amit
Geist, Matthieu
Mahajan, Aditya
contents In this paper, we present a framework to understand the convergence of commonly used Q-learning reinforcement learning algorithms in practice. Two salient features of such algorithms are: (i)~the Q-table is recursively updated using an agent state (such as the state of a recurrent neural network) which is not a belief state or an information state and (ii)~policy regularization is often used to encourage exploration and stabilize the learning algorithm. We investigate the simplest form of such Q-learning algorithms which we call regularized agent-state-based Q-learning (RASQL) and show that it converges under mild technical conditions to the fixed point of an appropriately defined regularized MDP, which depends on the stationary distribution induced by the behavioral policy. We also show that a similar analysis continues to work for a variant of RASQL that learns periodic policies. We present numerical examples to illustrate that the empirical convergence behavior matches with the proposed theoretical limit.
format Preprint
id arxiv_https___arxiv_org_abs_2508_21314
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Convergence of regularized agent-state-based Q-learning in POMDPs
Sinha, Amit
Geist, Matthieu
Mahajan, Aditya
Machine Learning
In this paper, we present a framework to understand the convergence of commonly used Q-learning reinforcement learning algorithms in practice. Two salient features of such algorithms are: (i)~the Q-table is recursively updated using an agent state (such as the state of a recurrent neural network) which is not a belief state or an information state and (ii)~policy regularization is often used to encourage exploration and stabilize the learning algorithm. We investigate the simplest form of such Q-learning algorithms which we call regularized agent-state-based Q-learning (RASQL) and show that it converges under mild technical conditions to the fixed point of an appropriately defined regularized MDP, which depends on the stationary distribution induced by the behavioral policy. We also show that a similar analysis continues to work for a variant of RASQL that learns periodic policies. We present numerical examples to illustrate that the empirical convergence behavior matches with the proposed theoretical limit.
title Convergence of regularized agent-state-based Q-learning in POMDPs
topic Machine Learning
url https://arxiv.org/abs/2508.21314