InvThink: Premortem Reasoning for Safer Language Models

Fuente: arXiv
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Autori principali: Kim, Yubin, Kim, Taehan, Park, Eugene, Park, Chunjong, Breazeal, Cynthia, McDuff, Daniel, Park, Hae Won
Natura: Preprint
Pubblicazione: 2025
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author Kim, Yubin
Kim, Taehan
Park, Eugene
Park, Chunjong
Breazeal, Cynthia
McDuff, Daniel
Park, Hae Won
author_facet Kim, Yubin
Kim, Taehan
Park, Eugene
Park, Chunjong
Breazeal, Cynthia
McDuff, Daniel
Park, Hae Won
contents We present InvThink, a training and prompting framework that requires the model to enumerate, analyze, and constrain potential failures before generating its final response. Unlike existing safety alignment methods that optimize only for safe final responses, InvThink structures generation into three steps: (1) enumerate potential harms, (2) analyze their consequences, (3) generate the response under explicit mitigation constraints. We observe three findings: (i) InvThink shows higher safety scores at larger model sizes, compared to existing safety prompting and alignment baselines. (ii) InvThink mitigates the safety tax. Models trained with INVTHINK preserve their reasoning capability on standard benchmarks. (iii) beyond general safety tasks, InvThink also reduces harmful behavior in professional ethics domains (medicine, finance, law) and in agentic misalignment scenarios, achieving up to 32% reduction in harmfulness over zero-shot baselines and 16% over SafetyPrompt. We extend InvThink with supervised fine-tuning, and GRPO-based reinforcement learning across three LLM families.
format Preprint
id arxiv_https___arxiv_org_abs_2510_01569
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle InvThink: Premortem Reasoning for Safer Language Models
Kim, Yubin
Kim, Taehan
Park, Eugene
Park, Chunjong
Breazeal, Cynthia
McDuff, Daniel
Park, Hae Won
Artificial Intelligence
Computation and Language
We present InvThink, a training and prompting framework that requires the model to enumerate, analyze, and constrain potential failures before generating its final response. Unlike existing safety alignment methods that optimize only for safe final responses, InvThink structures generation into three steps: (1) enumerate potential harms, (2) analyze their consequences, (3) generate the response under explicit mitigation constraints. We observe three findings: (i) InvThink shows higher safety scores at larger model sizes, compared to existing safety prompting and alignment baselines. (ii) InvThink mitigates the safety tax. Models trained with INVTHINK preserve their reasoning capability on standard benchmarks. (iii) beyond general safety tasks, InvThink also reduces harmful behavior in professional ethics domains (medicine, finance, law) and in agentic misalignment scenarios, achieving up to 32% reduction in harmfulness over zero-shot baselines and 16% over SafetyPrompt. We extend InvThink with supervised fine-tuning, and GRPO-based reinforcement learning across three LLM families.
title InvThink: Premortem Reasoning for Safer Language Models
topic Artificial Intelligence
Computation and Language
url https://arxiv.org/abs/2510.01569