Constraint Qualification for Generic Parameter Families of Constraints in Optimization

Fuente: arXiv
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Auteurs principaux: Hamada, Naoki, Hayano, Kenta, Teramoto, Hiroshi
Format: Preprint
Publié: 2025
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_version_ 1866915531041275904
author Hamada, Naoki
Hayano, Kenta
Teramoto, Hiroshi
author_facet Hamada, Naoki
Hayano, Kenta
Teramoto, Hiroshi
contents Constraint qualifications (CQs) are central to the local analysis of constrained optimization. In this paper, we completely determine the validity of the four classical CQs -- LICQ, MFCQ, ACQ, and GCQ -- for constraint map-germs that arise in generic four-parameter families. Our approach begins by proving that all four CQs are invariant under the action of the group $\mathcal{K}[G]$ and under the operation of reduction. As a consequence, the verification of CQ-validity for a generic constraint reduces to checking CQ-validity on the $\mathcal{K}[G]$-normal forms of fully reduced map-germs. Such normal forms have been classified in our recent work. In the present paper, we verify which CQs hold in each germ appearing in the classification tables from that work. This analysis provides a complete picture of the generic landscape of the four classical CQs. Most notably, we find that there exist numerous generic map-germs for which GCQ holds while all stronger CQs fail, showing that the gap between GCQ and the other qualifications is not an exceptional phenomenon but arises generically.
format Preprint
id arxiv_https___arxiv_org_abs_2510_02381
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Constraint Qualification for Generic Parameter Families of Constraints in Optimization
Hamada, Naoki
Hayano, Kenta
Teramoto, Hiroshi
Optimization and Control
57R45 (Primary) 90C25, 90C31, 90C46 (Secondary)
Constraint qualifications (CQs) are central to the local analysis of constrained optimization. In this paper, we completely determine the validity of the four classical CQs -- LICQ, MFCQ, ACQ, and GCQ -- for constraint map-germs that arise in generic four-parameter families. Our approach begins by proving that all four CQs are invariant under the action of the group $\mathcal{K}[G]$ and under the operation of reduction. As a consequence, the verification of CQ-validity for a generic constraint reduces to checking CQ-validity on the $\mathcal{K}[G]$-normal forms of fully reduced map-germs. Such normal forms have been classified in our recent work. In the present paper, we verify which CQs hold in each germ appearing in the classification tables from that work. This analysis provides a complete picture of the generic landscape of the four classical CQs. Most notably, we find that there exist numerous generic map-germs for which GCQ holds while all stronger CQs fail, showing that the gap between GCQ and the other qualifications is not an exceptional phenomenon but arises generically.
title Constraint Qualification for Generic Parameter Families of Constraints in Optimization
topic Optimization and Control
57R45 (Primary) 90C25, 90C31, 90C46 (Secondary)
url https://arxiv.org/abs/2510.02381