Semiclassical tunneling for some 1D Schrödinger operators with complex-valued potentials

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Main Authors: Averseng, Martin, Frantz, Nicolas, Hérau, Frédéric, Raymond, Nicolas
Format: Preprint
Published: 2025
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author Averseng, Martin
Frantz, Nicolas
Hérau, Frédéric
Raymond, Nicolas
author_facet Averseng, Martin
Frantz, Nicolas
Hérau, Frédéric
Raymond, Nicolas
contents We consider the non-selfadjoint, semiclassical Schrödinger operator $\mathscr{L}(h) := -h^2\partial_x^2+e^{iα}V$, where $α\in (-π,π)$ and $V: \mathbb{R}\to \mathbb{R}_+$ is even and vanishes at exactly two (symmetric) non-degenerate minima. We establish a semiclassical tunneling result: the spectrum of $\mathscr{L}(h)$ near the origin is given by a sequence of algebraically simple eigenvalues which come in exponentially close pairs (within a $\mathscr{O}(e^{-S/h})$ distance where $S > 0$ is explicit), each pair being separated from the others by a distance $\mathscr{O}(h)$. A one-term estimate of the gap between the two smallest eigenvalues in magnitude is derived; it reveals that, when $α\neq 0$, they quickly rotate around each other as $h$ goes to $0$.
format Preprint
id arxiv_https___arxiv_org_abs_2510_04296
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Semiclassical tunneling for some 1D Schrödinger operators with complex-valued potentials
Averseng, Martin
Frantz, Nicolas
Hérau, Frédéric
Raymond, Nicolas
Mathematical Physics
Spectral Theory
We consider the non-selfadjoint, semiclassical Schrödinger operator $\mathscr{L}(h) := -h^2\partial_x^2+e^{iα}V$, where $α\in (-π,π)$ and $V: \mathbb{R}\to \mathbb{R}_+$ is even and vanishes at exactly two (symmetric) non-degenerate minima. We establish a semiclassical tunneling result: the spectrum of $\mathscr{L}(h)$ near the origin is given by a sequence of algebraically simple eigenvalues which come in exponentially close pairs (within a $\mathscr{O}(e^{-S/h})$ distance where $S > 0$ is explicit), each pair being separated from the others by a distance $\mathscr{O}(h)$. A one-term estimate of the gap between the two smallest eigenvalues in magnitude is derived; it reveals that, when $α\neq 0$, they quickly rotate around each other as $h$ goes to $0$.
title Semiclassical tunneling for some 1D Schrödinger operators with complex-valued potentials
topic Mathematical Physics
Spectral Theory
url https://arxiv.org/abs/2510.04296