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Main Authors: Han, Zhiwei, Matthes, Stefan, Shen, Hao
Format: Preprint
Published: 2025
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Online Access:https://arxiv.org/abs/2510.04758
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author Han, Zhiwei
Matthes, Stefan
Shen, Hao
author_facet Han, Zhiwei
Matthes, Stefan
Shen, Hao
contents In this work, we establish the sufficient conditions under which nonlinear Canonical Correlation Analysis (CCA) recovers ground-truth latent factors up to an affine transformation. By transporting the analysis from the observation space to the source space, we extend classical statistical results on orthogonal polynomial expansions of bivariate distributions to representation learning, proving affine identifiability under specific distributional priors. We formally demonstrate that whitening is strictly necessary to ensure the boundedness and well-conditioning of the learned mappings. Furthermore, we bridge the gap between theory and practice by proving that ridge-regularized empirical CCA converges to its population counterpart in the finite-sample regime. Finally, our findings provide a rigorous theoretical foundation explaining the empirical success of recent correlation-based non-contrastive learning methods. Experiments on synthetic and rendered image datasets, alongside systematic ablations, validate the predicted recovery behavior and illustrate the failure modes that arise when the assumptions are violated.
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spellingShingle Provable Affine Identifiability of Nonlinear CCA under Latent Distributional Priors
Han, Zhiwei
Matthes, Stefan
Shen, Hao
Machine Learning
In this work, we establish the sufficient conditions under which nonlinear Canonical Correlation Analysis (CCA) recovers ground-truth latent factors up to an affine transformation. By transporting the analysis from the observation space to the source space, we extend classical statistical results on orthogonal polynomial expansions of bivariate distributions to representation learning, proving affine identifiability under specific distributional priors. We formally demonstrate that whitening is strictly necessary to ensure the boundedness and well-conditioning of the learned mappings. Furthermore, we bridge the gap between theory and practice by proving that ridge-regularized empirical CCA converges to its population counterpart in the finite-sample regime. Finally, our findings provide a rigorous theoretical foundation explaining the empirical success of recent correlation-based non-contrastive learning methods. Experiments on synthetic and rendered image datasets, alongside systematic ablations, validate the predicted recovery behavior and illustrate the failure modes that arise when the assumptions are violated.
title Provable Affine Identifiability of Nonlinear CCA under Latent Distributional Priors
topic Machine Learning
url https://arxiv.org/abs/2510.04758