Alignment Tipping Process: How Self-Evolution Pushes LLM Agents Off the Rails

Fuente: arXiv
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Main Authors: Han, Siwei, Xiong, Kaiwen, Liu, Jiaqi, Ye, Xinyu, Su, Yaofeng, Duan, Wenbo, Liu, Xinyuan, Xie, Cihang, Bansal, Mohit, Ding, Mingyu, Zhang, Linjun, Yao, Huaxiu
Format: Preprint
Published: 2025
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author Han, Siwei
Xiong, Kaiwen
Liu, Jiaqi
Ye, Xinyu
Su, Yaofeng
Duan, Wenbo
Liu, Xinyuan
Xie, Cihang
Bansal, Mohit
Ding, Mingyu
Zhang, Linjun
Yao, Huaxiu
author_facet Han, Siwei
Xiong, Kaiwen
Liu, Jiaqi
Ye, Xinyu
Su, Yaofeng
Duan, Wenbo
Liu, Xinyuan
Xie, Cihang
Bansal, Mohit
Ding, Mingyu
Zhang, Linjun
Yao, Huaxiu
contents As Large Language Model (LLM) agents increasingly gain self-evolutionary capabilities to adapt and refine their strategies through real-world interaction, their long-term reliability becomes a critical concern. We identify the Alignment Tipping Process (ATP), a critical post-deployment risk unique to self-evolving LLM agents. Unlike training-time failures, ATP arises when continual interaction drives agents to abandon alignment constraints established during training in favor of reinforced, self-interested strategies. We formalize and analyze ATP through two complementary paradigms: Self-Interested Exploration, where repeated high-reward deviations induce individual behavioral drift, and Imitative Strategy Diffusion, where deviant behaviors spread across multi-agent systems. Building on these paradigms, we construct controllable testbeds and benchmark both open and closed-source LLMs. Our experiments show that alignment benefits erode rapidly under self-evolution, with initially aligned models converging toward unaligned states. In multi-agent settings, successful violations diffuse quickly, leading to collective misalignment. Moreover, current reinforcement learning-based alignment methods provide limited defenses against alignment tipping. These findings demonstrate that alignment of LLM agents is not a static property but a fragile and dynamic one, vulnerable to feedback-driven decay during deployment. Our data and code are available at https://github.com/aiming-lab/ATP.
format Preprint
id arxiv_https___arxiv_org_abs_2510_04860
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Alignment Tipping Process: How Self-Evolution Pushes LLM Agents Off the Rails
Han, Siwei
Xiong, Kaiwen
Liu, Jiaqi
Ye, Xinyu
Su, Yaofeng
Duan, Wenbo
Liu, Xinyuan
Xie, Cihang
Bansal, Mohit
Ding, Mingyu
Zhang, Linjun
Yao, Huaxiu
Machine Learning
Artificial Intelligence
As Large Language Model (LLM) agents increasingly gain self-evolutionary capabilities to adapt and refine their strategies through real-world interaction, their long-term reliability becomes a critical concern. We identify the Alignment Tipping Process (ATP), a critical post-deployment risk unique to self-evolving LLM agents. Unlike training-time failures, ATP arises when continual interaction drives agents to abandon alignment constraints established during training in favor of reinforced, self-interested strategies. We formalize and analyze ATP through two complementary paradigms: Self-Interested Exploration, where repeated high-reward deviations induce individual behavioral drift, and Imitative Strategy Diffusion, where deviant behaviors spread across multi-agent systems. Building on these paradigms, we construct controllable testbeds and benchmark both open and closed-source LLMs. Our experiments show that alignment benefits erode rapidly under self-evolution, with initially aligned models converging toward unaligned states. In multi-agent settings, successful violations diffuse quickly, leading to collective misalignment. Moreover, current reinforcement learning-based alignment methods provide limited defenses against alignment tipping. These findings demonstrate that alignment of LLM agents is not a static property but a fragile and dynamic one, vulnerable to feedback-driven decay during deployment. Our data and code are available at https://github.com/aiming-lab/ATP.
title Alignment Tipping Process: How Self-Evolution Pushes LLM Agents Off the Rails
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2510.04860